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Truist Financial Corp – ‘8-K’ for 3/2/21

On:  Tuesday, 3/2/21, at 5:26pm ET   ·   For:  3/2/21   ·   Accession #:  1193125-21-65785   ·   File #:  1-10853

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/02/21  Truist Financial Corp             8-K:7,8,9   3/02/21   14:297K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     36K 
 2: EX-5.1      Opinion of Counsel re: Legality                     HTML     15K 
 3: EX-5.2      Opinion of Counsel re: Legality                     HTML     16K 
 4: EX-99.1     Miscellaneous Exhibit                               HTML     19K 
10: R1          Document and Entity Information                     HTML     63K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- d363646d8k_htm                      XML     30K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.DEF  XBRL Definitions -- tfc-20210302_def                 XML     46K 
 7: EX-101.LAB  XBRL Labels -- tfc-20210302_lab                      XML     77K 
 8: EX-101.PRE  XBRL Presentations -- tfc-20210302_pre               XML     48K 
 5: EX-101.SCH  XBRL Schema -- tfc-20210302                          XSD     18K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    24K 
14: ZIP         XBRL Zipped Folder -- 0001193125-21-065785-xbrl      Zip     24K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i TRUIST FINANCIAL CORP  i false  i 0000092230 0000092230 2021-03-02 2021-03-02 0000092230 us-gaap:CommonStockMember 2021-03-02 2021-03-02 0000092230 us-gaap:SeriesHPreferredStockMember 2021-03-02 2021-03-02 0000092230 tfc:DepositarySharesEachRepresenting14000thInterestInAShareOfSeriesIPerpetualPreferredStockMember 2021-03-02 2021-03-02 0000092230 tfc:M5.853FixedToFloatingRateNormalPreferredPurchaseSecuritiesEachRepresenting1100thInterestInAShareOfSeriesJPerpetualPreferredStockMember 2021-03-02 2021-03-02 0000092230 tfc:DepositarySharesEachRepresenting11000thInterestInAShareOfSeriesONonCumulativePerpetualPreferredStockMember 2021-03-02 2021-03-02 0000092230 tfc:DepositarySharesEachRepresenting11000thInterestInAShareOfSeriesRNonCumulativePerpetualPreferredStockMember 2021-03-02 2021-03-02

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form  i 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 i March 2, 2021

Date of Report (Date of earliest event reported)

 

 

Truist Financial Corporation

(Exact name of registrant as specified in its charter)

 

 

Commission file number:  i 1-10853

 

 i North Carolina    i 56-0939887
(State or other jurisdiction of incorporation)   (I.R.S. Employer Identification No.)

 

 i 214 North Tryon Street

 i Charlotte,  i North Carolina

   i 28202
(Address of principal executive offices)   (Zip Code)

 i (336)  i 733-2000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Common Stock, $5 par value    i TFC    i New York Stock Exchange
 i Depositary Shares each representing 1/1,000th interest in a share of Series H Non-Cumulative Perpetual Preferred Stock    i TFC.PH    i New York Stock Exchange
 i Depositary Shares each representing 1/4,000th interest in a share of Series I Perpetual Preferred Stock    i TFC.PI    i New York Stock Exchange
 i 5.853% Fixed-to-Floating Rate Normal Preferred Purchase Securities each representing 1/100th interest in a share of Series J Perpetual Preferred Stock    i TFC.PJ    i New York Stock Exchange
 i Depositary shares, each representing 1/1,000th interest in a share of Series O Non-Cumulative Perpetual Preferred Stock    i TFC.PO    i New York Stock Exchange
 i Depositary Shares each representing 1/1,000th interest in a share of Series R Non-Cumulative Perpetual Preferred Stock    i TFC.PR    i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 7.01

Regulation FD Disclosure

On March 2, 2021, Truist Financial Corporation (the “Company”) issued a press release regarding its inaugural social bond issuance. A copy of the press release relating to the announcement is attached as Exhibit 99.1 hereto and incorporated by reference into this Item 7.01. The press release is furnished as Exhibit 99.1 and consequently, is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section. The information provided pursuant to this item may only be incorporated by reference into another filing under the Exchange Act or Securities Act of 1933 if such subsequent filing specifically references this item.

 

Item 8.01

Other Events.

On March 2, 2021, the Company issued and sold $1,250,000,000 aggregate principal amount of its 1.267% Fixed-to-Floating Rate Medium-Term Notes, Series G (Senior), due March 2, 2027 (the “Notes”). The Notes were registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-233483), as amended, filed by the Company with the Securities and Exchange Commission. In connection with the issuance and sale, the legal opinions of Squire Patton Boggs (US) LLP and Ellen M. Fitzsimmons, Senior Executive Vice President, Chief Legal Officer, Head of Enterprise Diversity, and Corporate Secretary and Keith L. Thornton, Deputy General Counsel — Corporate and Employment of the Company are being filed as Exhibits 5.1 and 5.2, respectively, to this Current Report on Form 8-K.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits.

 

Exhibit
No.

  

Description of Exhibit

  5.1    Opinion of Squire Patton Boggs (US) LLP as to the validity of the Notes
  5.2    Opinion of Ellen M. Fitzsimmons and Keith L. Thornton as to the validity of the Notes
23.1    Consent of Squire Patton Boggs (US) LLP (included in Exhibit 5.1).
23.2    Consent of Ellen M. Fitzsimmons and Keith L. Thornton (included in Exhibit 5.2)
99.1    Press Release, dated March 2, 2021
 104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.    

 

TRUIST FINANCIAL CORPORATION
(Registrant)
By:  

/s/ Cynthia B. Powell

Name:   Cynthia B. Powell
Title:   Executive Vice President and Corporate Controller (Principal Accounting Officer)

Date: March 2, 2021


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/2/27None on these Dates
Filed on / For Period end:3/2/21
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