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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/04/21 Goldman Sachs Group Inc. 8-K:5,8 3/03/21 11:261K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 39K 7: R1 Document and Entity Information HTML 77K 9: XML IDEA XML File -- Filing Summary XML 12K 6: XML XBRL Instance -- d133932d8k_htm XML 45K 8: EXCEL IDEA Workbook of Financial Reports XLSX 7K 3: EX-101.DEF XBRL Definitions -- gs-20210303_def XML 51K 4: EX-101.LAB XBRL Labels -- gs-20210303_lab XML 89K 5: EX-101.PRE XBRL Presentations -- gs-20210303_pre XML 54K 2: EX-101.SCH XBRL Schema -- gs-20210303 XSD 21K 10: JSON XBRL Instance as JSON Data -- MetaLinks 17± 27K 11: ZIP XBRL Zipped Folder -- 0001193125-21-069702-xbrl Zip 13K
| 8-K |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form i 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
Commission File Number: i 001-14965
The Goldman Sachs Group, Inc.
(Exact name of registrant as specified in its charter)
| i Delaware | i 13-4019460 | |
| (State or other jurisdiction of incorporation or organization) |
(IRS Employer Identification No.) |
| i 200 West Street, i New York, N.Y. | i 10282 | |
| (Address of principal executive offices) | (Zip Code) |
i (212) i 902-1000
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol |
Exchange on which registered | ||
|
| ||||
| i Common stock, par value $.01 per share | i GS | i NYSE | ||
| i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A | i GS PrA | i NYSE | ||
| i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C | i GS PrC | i NYSE | ||
| i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D | i GS PrD | i NYSE | ||
| Depositary Shares, Each Representing 1/1,000th Interest in a Share of 5.50% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series J | i GS PrJ | i NYSE | ||
| Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.375% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K | i GS PrK | i NYSE | ||
| i Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.30% Non-Cumulative Preferred Stock, Series N | i GS PrN | i NYSE | ||
| 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II | i GS/43PE | i NYSE | ||
| i Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III | i GS/43PF | i NYSE | ||
| i Medium-Term Notes, Series E, Callable Fixed Rate Notes due 2021 of GS Finance Corp. | i GS/21F | i NYSE | ||
| i Medium-Term Notes, Series E, Index-Linked Notes due 2028 of GS Finance Corp. | i FRLG | i NYSE Arca | ||
|
| ||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) Effective as of March 15, 2021, Karen P. Seymour will retire as Executive Vice President and General Counsel of The Goldman Sachs Group, Inc. (the Registrant), and will retire from the Registrant as of March 31, 2021.
Item 8.01. Other Events
Effective as of March 15, 2021, Kathryn H. Ruemmler will become Executive Vice President, Chief Legal Officer and General Counsel of the Registrant, with transition to such role effective immediately.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| THE GOLDMAN SACHS GROUP, INC. (Registrant) | ||||||
| Date: March 4, 2021 | By: | |||||
| Name: Beverly L. O’Toole Title: Assistant Secretary | ||||||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 3/31/21 | 10-Q, 13F-HR, 424B2, FWP, PX14A6G | |||
| 3/15/21 | 3, 424B2, FWP | |||
| Filed on: | 3/4/21 | 4, 424B2, FWP, UPLOAD | ||
| For Period end: | 3/3/21 | 424B2, FWP | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/16/21 Goldman Sachs Group Inc. S-8 12/16/21 4:72K Donnelley … Solutions/FA 11/09/21 Goldman Sachs Group Inc. 424B3 1:2.1M Donnelley … Solutions/FA 11/09/21 GreenSky, Inc. DEFM14A 1:3.3M Donnelley … Solutions/FA 11/05/21 Goldman Sachs Group Inc. S-4/A 7:3.3M Donnelley … Solutions/FA 10/21/21 Goldman Sachs Group Inc. S-4 11:3.3M Donnelley … Solutions/FA |