SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Graftech International Ltd – ‘8-K’ for 3/4/21

On:  Thursday, 3/4/21, at 10:16am ET   ·   For:  3/4/21   ·   Accession #:  1193125-21-68735   ·   File #:  1-13888

Previous ‘8-K’:  ‘8-K’ on 2/19/21 for 2/17/21   ·   Latest ‘8-K’:  This Filing

Magnifying glass tilted right emoji
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/04/21  Graftech International Ltd        8-K:8,9     3/04/21   12:390K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 2: EX-1.1      Underwriting Agreement                              HTML    149K 
 3: EX-5.1      Opinion of Counsel re: Legality                     HTML     10K 
 8: R1          Document and Entity Information                     HTML     46K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- d141437d8k_htm                      XML     13K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 5: EX-101.LAB  XBRL Labels -- eaf-20210304_lab                      XML     53K 
 6: EX-101.PRE  XBRL Presentations -- eaf-20210304_pre               XML     34K 
 4: EX-101.SCH  XBRL Schema -- eaf-20210304                          XSD     12K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    19K 
12: ZIP         XBRL Zipped Folder -- 0001193125-21-068735-xbrl      Zip     50K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 i GRAFTECH INTERNATIONAL LTD  i false  i 0000931148 0000931148 2021-03-04 2021-03-04





Washington, D.C. 20549



FORM  i 8-K




Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i March 4, 2021






(Exact Name of Registrant as Specified in its Charter)




 i Delaware    i 1-13888    i 27-2496053

(State or Other Jurisdiction

of Incorporation)



File Number)


(IRS Employer

Identification No.)

 i 982 Keynote Circle

 i Brooklyn Heights,  i OH  i 44131

(Address of Principal Executive Offices) (Zip Code)

 i (216)  i 676-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report.)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

 i Common stock, $0.01 par value per share    i EAF    i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 8.01

Other Events.

On March 4, 2021, BCP IV GrafTech Holdings LP (the “Selling Stockholder”) completed the sale of 30,000,000 shares of the common stock, $0.01 par value per share (the “Common Stock”), of GrafTech International Ltd. (the “Company”) in an underwritten public offering at a price of $11.88 per share (the “Offering”).

The Offering was made pursuant to (i) an effective Registration Statement on Form S-3 (File No. 333-232190) filed by the Company with the Securities and Exchange Commission (the “SEC”) on June 18, 2019, including a related base prospectus dated June 18, 2019, and (ii) a related prospectus supplement dated March 1, 2021 and filed by the Company with the SEC pursuant to Rule 424(b)(7) under the Securities Act of 1933, as amended.

A copy of the Underwriting Agreement, dated March 1, 2021, among the Company, the Selling Stockholder and Morgan Stanley & Co. LLC, as underwriter, is filed with this Current Report on Form 8-K as Exhibit 1.1.

A copy of the opinion of Jones Day, relating to the validity of the Common Stock in connection with the Offering, is filed with this Current Report on Form 8-K as Exhibit 5.1.


Item 9.01

Financial Statements and Exhibits.

(d)    Exhibits.




  1.1    Underwriting Agreement, dated March 1, 2021, among GrafTech International Ltd., as issuer, BCP IV GrafTech Holdings LP, as selling stockholder, and Morgan Stanley & Co. LLC, as underwriter.
  5.1    Opinion of Jones Day.
23.1    Consent of Jones Day (included in Exhibit 5.1).
104    Cover Page Interactive Data File (embedded within the Inline XBRL document).


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: March 4, 2021     By:  

/s/ Quinn J. Coburn

      Quinn J. Coburn
      Chief Financial Officer, Vice President Finance and Treasurer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:3/4/21
3/1/214,  424B7
 List all Filings 
Filing Submission 0001193125-21-068735   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2021 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 22, 5:17:45.0pm ET