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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/03/21 Lennar Corp/New 8-K:5,9 2/26/21 13:416K Donnelley … Solutions/FA
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 27K 2: EX-10.1 Material Contract HTML 141K 3: EX-10.2 Material Contract HTML 19K 9: R1 Document and Entity Information HTML 50K 11: XML IDEA XML File -- Filing Summary XML 13K 8: XML XBRL Instance -- d14705d8k_htm XML 18K 10: EXCEL IDEA Workbook of Financial Reports XLSX 6K 5: EX-101.DEF XBRL Definitions -- len-20210226_def XML 40K 6: EX-101.LAB XBRL Labels -- len-20210226_lab XML 66K 7: EX-101.PRE XBRL Presentations -- len-20210226_pre XML 42K 4: EX-101.SCH XBRL Schema -- len-20210226 XSD 15K 12: JSON XBRL Instance as JSON Data -- MetaLinks 14± 21K 13: ZIP XBRL Zipped Folder -- 0001193125-21-067743-xbrl Zip 36K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM i 8-K
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
(Exact name of registrant as specified in its charter)
|i Delaware||i 1-11749||i 95-4337490|
(State or other jurisdiction
i 700 Northwest 107th Avenue, i Miami, i Florida i 33172
(Address of principal executive offices) (Zip Code)
i (305) i 559-4000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|i ☐|| |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|i ☐|| |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|i ☐|| |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|i ☐|| |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange
on which registered
|i Class A Common Stock, par value $.10||i LEN||i New York Stock Exchange|
|i Class B Common Stock, par value $.10||i LEN.B||i New York Stock Exchange|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(e) On February 26, 2021, the Compensation Committee (the “Committee”) of the Board of Directors of Lennar Corporation (the “Company”) approved 2021 award agreements under the Company’s 2016 Incentive Compensation Plan relating to incentive compensation for Stuart Miller, the Company’s Executive Chairman, Rick Beckwitt, the Company’s Co-Chief Executive Officer and Co-President, and a Director, Jonathan Jaffe, the Company’s Co-Chief Executive Officer and Co-President, and a Director, Diane Bessette, the Company’s Vice President, Chief Financial Officer and Treasurer, Jeff McCall, the Company’s Executive Vice President, and Mark Sustana, the Company’s Vice President, General Counsel and Secretary. The award agreements describe cash bonus opportunities based on the achievement of specified performance goals. Copies of the award agreements are filed as Exhibit 10.1 hereto.
In addition, on February 26, 2021, the Committee approved 2021 award agreements under the Company’s 2016 Equity Incentive Plan under which Mr. Miller, Mr. Beckwitt, Mr. Jaffe, Ms. Bessette and Mr. McCall were granted target awards of 78,097, 68,312, 68,312, 12,055 and 10,547 shares of Class A common stock, respectively, that are subject to performance-based vesting conditions, and 78,097, 68,312, 68,312, 12,055 and 10,547 shares of Class A common stock, respectively, that are subject to service-based vesting conditions. A copy of the form of award agreement is filed as Exhibit 10.2 hereto. In addition, Mr. Sustana was granted 14,345 shares of Class A common stock, one-third of which vest on each of February 14, 2022, February 14, 2023, and February 14, 2024. Mr. Sustana’s award agreement is in the form generally used under the 2016 Equity Incentive Plan.
Item 9.01. Financial Statements and Exhibits.
Description of Document
|10.1||2021 Award Agreements under the Company’s 2016 Incentive Compensation Plan for Mr. Miller, Mr. Beckwitt, Mr. Jaffe, Ms. Bessette, Mr. McCall and Mr. Sustana.|
|10.2||Form of 2021 Award Agreement under the Company’s 2016 Equity Incentive Plan for Mr. Miller, Mr. Beckwitt, Mr. Jaffe, Ms. Bessette and Mr. McCall.|
|104||Cover Page Interactive Data File—the cover page XBRL tags are embedded within the Inline XBRL document.|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Date: March 3, 2021||Lennar Corporation|
/s/ Diane Bessette
|Title:||Vice President, Chief Financial Officer and Treasurer|
|This ‘8-K’ Filing||Date||Other Filings|
|For Period end:||2/26/21||4|
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