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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 10/04/22 Berkshire Hathaway Inc. 8-K:3 9/28/22 11:273K Donnelley … Solutions/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 48K 6: R1 Document and Entity Information HTML 82K 9: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- d393267d8k_htm XML 50K 8: EXCEL IDEA Workbook of Financial Reports XLSX 9K 3: EX-101.DEF XBRL Definitions -- brka-20220928_def XML 54K 4: EX-101.LAB XBRL Labels -- brka-20220928_lab XML 93K 5: EX-101.PRE XBRL Presentations -- brka-20220928_pre XML 56K 2: EX-101.SCH XBRL Schema -- brka-20220928 XSD 24K 10: JSON XBRL Instance as JSON Data -- MetaLinks 17± 27K 11: ZIP XBRL Zipped Folder -- 0001193125-22-257636-xbrl Zip 18K
| 8-K |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (D)
OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) i September 28, 2022
BERKSHIRE HATHAWAY INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
| DELAWARE | i 001-14905 | i 47-0813844 | ||
| (STATE OR OTHER JURISDICTION OF INCORPORATION) |
(COMMISSION FILE NUMBER) |
(I.R.S. EMPLOYER IDENTIFICATION NO.) |
| i 3555 Farnam Street | ||||
| i Omaha, i Nebraska | i 68131 | |||
| (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) | (ZIP CODE) |
i (402) i 346-1400
REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| i ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbols |
Name of each exchange on which registered | ||
| i Class A Common Stock | i BRK.A | i New York Stock Exchange | ||
| i Class B Common Stock | i BRK.B | i New York Stock Exchange | ||
| i 0.750% Senior Notes due 2023 | i BRK23 | i New York Stock Exchange | ||
| i 0.625% Senior Notes due 2023 | i BRK23A | i New York Stock Exchange | ||
| i 1.300% Senior Notes due 2024 | i BRK24 | i New York Stock Exchange | ||
| i 0.000% Senior Notes due 2025 | i BRK25 | i New York Stock Exchange | ||
| i 1.125% Senior Notes due 2027 | i BRK27 | i New York Stock Exchange | ||
| i 2.150% Senior Notes due 2028 | i BRK28 | i New York Stock Exchange | ||
| i 1.500% Senior Notes due 2030 | i BRK30 | i New York Stock Exchange | ||
| i 2.000% Senior Notes due 2034 | i BRK34 | i New York Stock Exchange | ||
| i 1.625% Senior Notes due 2035 | i BRK35 | i New York Stock Exchange | ||
| i 2.375% Senior Notes due 2039 | i BRK39 | i New York Stock Exchange | ||
| i 0.500% Senior Notes due 2041 | i BRK41 | i New York Stock Exchange | ||
| i 2.625% Senior Notes due 2059 | i BRK59 | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| ITEM 3.01 | Notice of Delisting or Failure to Satisfy a Continue Listing Rule or Standard; Transfer of Listing |
On September 28, 2022, David S. Gottesman, a Berkshire director died. Prior to Mr. Gottesman’s death, the Board of Directors was comprised of eight independent directors and seven non-independent directors. Mr. Gottesman was an independent director and as a result of Mr. Gottesman’s death, the Board of Directors is not currently comprised of a majority of independent directors as required by Section 303A.01 of the NYSE Listed Company Manual.
On September 30, 2022, as required by Section 303A.12 of the NYSE Listed Company Manual, Berkshire Hathaway submitted an interim written affirmation to the NYSE as a notice of noncompliance with Section 303A.01 of the NYSE Listed Company Manual. On October 3, 2022, the Company received an official notice of noncompliance from the NYSE. The NYSE notice stated that the Company will need to correct the noncompliance as promptly as practicable. It is the intention of the Berkshire Hathaway Board of Directors to appoint a new independent director as soon as practicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| October 4, 2022 | BERKSHIRE HATHAWAY INC. | |||||
| /s/ Marc D. Hamburg | ||||||
| By: Marc D. Hamburg | ||||||
| Senior Vice President and Chief Financial Officer | ||||||
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 10/4/22 | |||
| 10/3/22 | 4 | |||
| 9/30/22 | ||||
| For Period end: | 9/28/22 | 4 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/02/22 Berkshire Hathaway Inc. 424B5 2:381K Donnelley … Solutions/FA 11/21/22 Berkshire Hathaway Inc. 424B5 1:309K Donnelley … Solutions/FA |