SEC Info - NiSource Inc. - ‘8-K’ for 8/15/22

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i August 15, 2022

i NiSource Inc.

(Exact name of registrant as specified in its charter)

i Delaware

i 001-16189

i 35-2108964

(State or other jurisdiction

of incorporation)

Commission

File Number

(I.R.S. Employer

Identification No.)

i 801 East 86th Avenue

i Merrillville, i IN

i 46410

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code i (877) i 647-5990

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))

Securities registered pursuant to Section 12(b) of the Act:


Title of Each Class	Trading Symbol(s)	Name of Each Exchange on Which Registered
i Common Stock, par value $0.01 per share	i NI	i NYSE
Depositary Shares, each representing a 1/1,000th ownership interest in a share of 6.50% Series B Fixed-Rate Reset Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share, liquidation preference $25,000 per share and a 1/1,000th ownership interest in a share of Series B-1 Preferred Stock, par value $0.01 per share, liquidation preference $0.01 per share	i NI PR B	i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02.

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.

On August 15, 2022, Pablo A. Vegas, Executive Vice President and Group President, Utilities, at NiSource Inc. (the “Company”) notified the Company that he intends to resign from all positions that he holds with the Company and its subsidiaries, effective September 2, 2022, to assume the position of President and Chief Executive Officer at the Electric Reliability Council of Texas, effective October 1, 2022. Mr. Vegas’ resignation was not the result of any dispute or disagreement with the Company on any matters relating to the Company’s operations, policies or practices. A search has commenced for his replacement.

A copy of the Company’s press release announcing the resignation of Mr. Vegas is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01.

Financial Statements and Exhibits.

(d) Exhibits


Exhibit Number		Description

99.1		NiSource Inc. Press Release dated August 16, 2022

104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


		NiSource Inc.
		(Registrant)

Date: August 16, 2022	By:	/s/ *Kimberly S. Cuccia*
		Kimberly S. Cuccia
		Senior Vice President, General Counsel and Corporate Secretary

This ‘8-K’ Filing	Date	Other Filings

	10/1/22	None on these Dates
	9/2/22
Filed on:	8/16/22
For Period end:	8/15/22
		List all Filings

NiSource Inc. – ‘8-K’ for 8/15/22

On: Tuesday, 8/16/22, at 2:09pm ET · For: 8/15/22 · Accession #: 1193125-22-222159 · File #: 1-16189

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