SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Stifel Financial Corp. – ‘8-K’ for 8/2/22

On:  Tuesday, 8/9/22, at 6:36pm ET   ·   As of:  8/10/22   ·   For:  8/2/22   ·   Accession #:  1193125-22-216360   ·   File #:  1-09305

Previous ‘8-K’:  ‘8-K’ on / for 7/27/22   ·   Latest ‘8-K’:  This Filing

Magnifying glass tilted right emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/10/22  Stifel Financial Corp.            8-K:5,9     8/02/22   12:225K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      9K 
 7: R1          Document and Entity Information                     HTML     60K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- d388435d8k_htm                      XML     28K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 4: EX-101.DEF  XBRL Definitions -- sf-20220802_def                  XML     44K 
 5: EX-101.LAB  XBRL Labels -- sf-20220802_lab                       XML     74K 
 6: EX-101.PRE  XBRL Presentations -- sf-20220802_pre                XML     46K 
 3: EX-101.SCH  XBRL Schema -- sf-20220802                           XSD     18K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    23K 
12: ZIP         XBRL Zipped Folder -- 0001193125-22-216360-xbrl      Zip     19K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i STIFEL FINANCIAL CORP  i Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B  i Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C  i Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D  i false  i 0000720672 0000720672 2022-08-02 2022-08-02 0000720672 us-gaap:CommonStockMember 2022-08-02 2022-08-02 0000720672 sf:DepositorySharesEachRepresentingOneByThousandthInterestInShareOfSixPointTwoFivePercentageNonCumulativePreferredStockSeriesBMember 2022-08-02 2022-08-02 0000720672 sf:DepositorySharesEachRepresentingOneByThousandthInterestInShareOfSixPointOneTwoFivePercentageNonCumulativePreferredStockSeriesCPreferredStockMember 2022-08-02 2022-08-02 0000720672 sf:DepositorySharesEachRepresentingOneByThousandthInterestInShareOfFourPointFiveZeroPercentageNonCumulativePreferredStockSeriesDPreferredStockMember 2022-08-02 2022-08-02 0000720672 sf:SeniorNotes520Due2047Member 2022-08-02 2022-08-02

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant To Section 13 OR 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i August 2, 2022

 

 

STIFEL FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-09305    i 43-1273600
(State of incorporation)   (Commission
File Number)
  (IRS Employer
Identification No.)

 i 501 N. Broadway,  i St. Louis,  i Missouri  i 63102-2188

(Address of principal executive offices and zip code)

 i (314)  i 342-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading
Symbol(s)

 

Name of Each Exchange
on Which Registered

 i Common Stock, $0.15 par value per share    i SF    i New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B    i SF-PB    i New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C    i SF-PC    i New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D    i SF-PD    i New York Stock Exchange
 i 5.20% Senior Notes due 2047    i SFB    i New York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On August 2, 2022, Stifel Financial Corp, (the “Company”) announced that the Board of Directors appointed Jim Kavanaugh as Director of the Company effective August 2, 2022.

Mr. Kavanaugh will receive the annual retainer paid to all non-management directors. Compensation for non-management directors is described in the Company’s corresponding Proxy Statement under “Non-Employee Director Compensation”.

A copy of the press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K.

Item 9.01 Financial Statements and Exhibits.

(d)     Exhibits.

 

Exhibit
Number
  

Description

99.1    Press release dated August 9, 2022.
104    Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

   

STIFEL FINANCIAL CORP.

(Registrant)

Date: August 9, 2022   By:  

/s/ James M. Marischen

    Name:   James M. Marischen
    Title:   Chief Financial Officer

 

3


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed as of:8/10/22None on these Dates
Filed on:8/9/22
For Period end:8/2/22
 List all Filings 
Top
Filing Submission 0001193125-22-216360   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2022 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Tue., Sep. 27, 7:45:51.1pm ET