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Apple Inc. – ‘8-K’ for 8/1/22

On:  Monday, 8/8/22, at 4:32pm ET   ·   For:  8/1/22   ·   Accession #:  1193125-22-214914   ·   File #:  1-36743

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/08/22  Apple Inc.                        8-K:8,9     8/01/22   14:705K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     48K 
 2: EX-1.1      Underwriting Agreement or Conflict Minerals Report  HTML    127K 
 3: EX-4.1      Instrument Defining the Rights of Security Holders  HTML    198K 
 4: EX-5.1      Opinion of Counsel re: Legality                     HTML     19K 
 9: R1          Document and Entity Information                     HTML     75K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- d297151d8k_htm                      XML     41K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 6: EX-101.DEF  XBRL Definitions -- aapl-20220801_def                XML     52K 
 7: EX-101.LAB  XBRL Labels -- aapl-20220801_lab                     XML     86K 
 8: EX-101.PRE  XBRL Presentations -- aapl-20220801_pre              XML     53K 
 5: EX-101.SCH  XBRL Schema -- aapl-20220801                         XSD     19K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               17±    25K 
14: ZIP         XBRL Zipped Folder -- 0001193125-22-214914-xbrl      Zip    105K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

 i August 1, 2022

Date of Report (Date of earliest event reported)

 

 

 

LOGO

 i Apple Inc.

(Exact name of Registrant as specified in its charter)

 

 

 

 i California    i 001-36743    i 94-2404110

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 i One Apple Park Way

 i Cupertino,  i California  i 95014

(Address of principal executive offices) (Zip Code)

( i 408)  i 996-1010

(Registrant’s telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

symbol(s)

 

Name of each exchange

on which registered

 i Common Stock, $0.00001 par value per share    i AAPL    i The Nasdaq Stock Market LLC
 i 1.000% Notes due 2022    i     i The Nasdaq Stock Market LLC
 i 1.375% Notes due 2024    i     i The Nasdaq Stock Market LLC
 i 0.000% Notes due 2025    i     i The Nasdaq Stock Market LLC
 i 0.875% Notes due 2025    i     i The Nasdaq Stock Market LLC
 i 1.625% Notes due 2026    i     i The Nasdaq Stock Market LLC
 i 2.000% Notes due 2027    i     i The Nasdaq Stock Market LLC
 i 1.375% Notes due 2029    i     i The Nasdaq Stock Market LLC
 i 3.050% Notes due 2029    i     i The Nasdaq Stock Market LLC
 i 0.500% Notes due 2031    i     i The Nasdaq Stock Market LLC
 i 3.600% Notes due 2042    i     i The Nasdaq Stock Market LLC

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 

 


Item 8.01

Other Events.

On August 8, 2022, Apple Inc. (“Apple”) consummated the issuance and sale of $1,000,000,000 aggregate principal amount of its 3.250% Notes due 2029 (the “2029 Notes”), $1,500,000,000 aggregate principal amount of its 3.350% Notes due 2032 (the “2032 Notes”), $1,750,000,000 aggregate principal amount of its 3.950% Notes due 2052 (the “2052 Notes”) and $1,250,000,000 aggregate principal amount of its 4.100% Notes due 2062 (the “2062 Notes” and, together with the 2029 Notes, the 2032 Notes and the 2052 Notes, the “Notes”), pursuant to an underwriting agreement (the Underwriting Agreement) dated August 1, 2022 among Apple and Goldman Sachs & Co. LLC, BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters named therein.

The Notes are being issued pursuant to an indenture, dated as of October 28, 2021 (the Indenture), between Apple and The Bank of New York Mellon Trust Company, N.A., as trustee, together with the officer’s certificate, dated August 8, 2022 (the “Officer’s Certificate”), issued pursuant to the Indenture establishing the terms of each series of Notes.

The Notes are being issued pursuant to Apple’s Registration Statement on Form S-3 filed with the Securities and Exchange Commission and dated October 28, 2021 (Reg. No. 333-260578) (the “Registration Statement”).

Interest on the Notes will be paid semi-annually in arrears on August 8 and February 8 of each year, beginning on February 8, 2023.

The 2029 Notes will mature on August 8, 2029. The 2032 Notes will mature on August 8, 2032. The 2052 Notes will mature on August 8, 2052. The 2062 Notes will mature on August 8, 2062.

The Notes will be Apple’s senior unsecured obligations and will rank equally with Apple’s other unsecured and unsubordinated debt from time to time outstanding.

The foregoing description of the Notes and related agreements is qualified in its entirety by the terms of the Underwriting Agreement, the Indenture and the Officer’s Certificate (including the forms of the Notes). Apple is furnishing the Underwriting Agreement and the Officer’s Certificate (including the forms of the Notes) attached hereto as Exhibits 1.1 and 4.1 through 4.5, respectively, and they are incorporated herein by reference. The Indenture is filed as Exhibit 4.1 to the Registration Statement. An opinion regarding the legality of the Notes is filed as Exhibit 5.1, and is incorporated by reference into the Registration Statement; and a consent relating to the incorporation of such opinion is incorporated by reference into the Registration Statement and is filed as Exhibit 23.1 by reference to its inclusion within Exhibit 5.1.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits.

 

Exhibit
Number
  

Exhibit Description

1.1    Underwriting Agreement, dated August 1, 2022, among Apple Inc. and Goldman Sachs & Co. LLC, BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters named therein.
4.1    Officer’s Certificate of Apple Inc., dated August 8, 2022.
4.2    Form of Global Note representing the 2029 Notes (included in Exhibit 4.1).
4.3    Form of Global Note representing the 2032 Notes (included in Exhibit 4.1).
4.4    Form of Global Note representing the 2052 Notes (included in Exhibit 4.1).
4.5    Form of Global Note representing the 2062 Notes (included in Exhibit 4.1).
5.1    Opinion of Latham & Watkins LLP.
23.1    Consent of Latham & Watkins LLP (included in the opinion filed as Exhibit 5.1).
104    Inline XBRL for the cover page of this Current Report on Form 8-K.

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: August 8, 2022

   

Apple Inc.

   

By:

 

/s/ Luca Maestri

     

Luca Maestri

      Senior Vice President, Chief Financial Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
8/8/32
8/8/29
2/8/23
Filed on:8/8/22
For Period end:8/1/22424B2,  FWP
10/28/2110-K,  8-K,  IRANNOTICE
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