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Stifel Financial Corp. – ‘8-K’ for 7/27/22

On:  Wednesday, 7/27/22, at 7:01am ET   ·   For:  7/27/22   ·   Accession #:  1193125-22-202612   ·   File #:  1-09305

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/27/22  Stifel Financial Corp.            8-K:2,9     7/27/22   14:8.2M                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     38K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    213K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML    606K 
 4: EX-99.3     Miscellaneous Exhibit                               HTML     17K 
 9: R1          Document and Entity Information                     HTML     60K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- d357552d8k_htm                      XML     29K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      9K 
 6: EX-101.DEF  XBRL Definitions -- sf-20220727_def                  XML     45K 
 7: EX-101.LAB  XBRL Labels -- sf-20220727_lab                       XML     75K 
 8: EX-101.PRE  XBRL Presentations -- sf-20220727_pre                XML     46K 
 5: EX-101.SCH  XBRL Schema -- sf-20220727                           XSD     18K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               15±    24K 
14: ZIP         XBRL Zipped Folder -- 0001193125-22-202612-xbrl      Zip     82K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i STIFEL FINANCIAL CORP  i Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B  i Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C  i Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D  i false  i 0000720672 0000720672 2022-07-27 2022-07-27 0000720672 us-gaap:CommonStockMember 2022-07-27 2022-07-27 0000720672 sf:DepositorySharesEachRepresentingOneByThousandthInterestInShareOfSixPointTwoFivePercentageNonCumulativePreferredStockSeriesBMember 2022-07-27 2022-07-27 0000720672 sf:DepositorySharesEachRepresentingOneByThousandthInterestInShareOfSixPointOneTwoFivePercentageNonCumulativePreferredStockSeriesCPreferredStockMember 2022-07-27 2022-07-27 0000720672 sf:DepositorySharesEachRepresentingOneByThousandthInterestInShareOfFourPointFiveZeroPercentageNonCumulativePreferredStockSeriesDPreferredStockMember 2022-07-27 2022-07-27 0000720672 sf:SeniorNotes520Due2047Member 2022-07-27 2022-07-27

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant To Section 13 OR 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i July 27, 2022

 

 

STIFEL FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

 

 

 

 i Delaware    i 001-09305    i 43-1273600
(State of incorporation)  

(Commission

File Number)

  (IRS Employer
Identification No.)

 i 501 N. Broadway,  i St. Louis,  i Missouri  i 63102-2188

(Address of principal executive offices and zip code)

 i (314)  i 342-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading

Symbol(s)

 

Name of Each Exchange

on Which Registered

 i Common Stock, $0.15 par value per share    i SF    i New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.25% Non-Cumulative Preferred Stock, Series B    i SF-PB    i New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 6.125% Non-Cumulative Preferred Stock, Series C    i SF-PC    i New York Stock Exchange
Depository Shares, each representing 1/1,000th interest in a share of 4.50% Non-Cumulative Preferred Stock, Series D    i SF-PD    i New York Stock Exchange
 i 5.20% Senior Notes due 2047    i SFB    i New York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 2.02

Results of Operations and Financial Condition.

On July 27, 2022, Stifel Financial Corp. (“Stifel” or the “Company”) reported its financial results for the quarter ended June 30, 2022. A copy of the press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K.

In addition, a copy of the Company’s Financial Supplement for the quarter ended June 30, 2022 is attached as Exhibit 99.2 to this Report on Form 8-K.

On Wednesday, July 27, 2022, at 9:30 a.m. Eastern time, the Company will hold a conference call to discuss its financial results and other related matters. A copy of the presentation for the conference call is attached as Exhibit 99.3 to this Report on Form 8-K.

The exhibits are being furnished pursuant to Item 2.02, and the information contained therein shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits.

 

Exhibit
Number

  

Description

99.1    Press release dated July 27, 2022.
99.2    Financial Supplement for the quarter ended June 30, 2022.
99.3    Financial Results Presentation, dated July 27, 2022.
104    Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

     

  STIFEL FINANCIAL CORP.

  (Registrant)

Date: July 27, 2022     By:  

/s/ James M. Marischen

    Name:   James M. Marischen
    Title:   Chief Financial Officer

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:7/27/22None on these Dates
6/30/22
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