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Victory Capital Holdings, Inc. – ‘8-K’ for 10/12/20

On:  Tuesday, 10/13/20, at 8:15am ET   ·   For:  10/12/20   ·   Accession #:  1157523-20-1303   ·   File #:  1-38388

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/13/20  Victory Capital Holdings, Inc.    8-K:8,9    10/12/20   11:190K                                   Business Wire/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Victory Capital Holdings, Inc. 8-K                  HTML     23K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     18K 
 7: R1          Document and Entity Information                     HTML     48K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- a52304646_htm                       XML     15K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- vctr-20201012_lab                     XML     65K 
 5: EX-101.PRE  XBRL Presentations -- vctr-20201012_pre              XML     47K 
 3: EX-101.SCH  XBRL Schema -- vctr-20201012                         XSD     15K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
11: ZIP         XBRL Zipped Folder -- 0001157523-20-001303-xbrl      Zip     14K 


‘8-K’   —   Victory Capital Holdings, Inc. 8-K


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C: 
 i false i 000157082700015708272020-10-122020-10-12



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM  i 8-K


 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (date of earliest event reported)
 

 i Victory Capital Holdings, Inc.
(Exact name of registrant as specified in its charter)


 
 i Delaware
 i 001-38388
 i 32-0402956
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)

     
   
 i 15935 La Cantera Parkway;  i San Antonio,  i Texas
 
 i 78256
(Address of principal executive offices)
 
(Zip Code)

( i 216)  i 898-2400
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)


 
Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below):
 
 i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 i    Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)
 
 i     Pre-commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))
 
 i     Pre-commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))
 
Securities registered pursuant to Section 12(b) of the Act:

     
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
 i Class A Common Stock, Par Value $0.01
 i VCTR
 i NASDAQ
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b‑2 of the Securities Exchange Act of 1934 (§240.12b‑2 of this chapter).
 
Emerging growth company  i 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 



 C: 

Item 8.01. Other Events.
 
On October 12, 2020, Victory Capital Holdings, Inc., (the “Company”) issued a press release reporting certain information about the Company’s assets under management (“AUM”) as of September 30, 2020. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
Item 9.01. Financial Statements and Exhibits.
 
(d) Exhibits
 
Exhibit
    
 
Number
 
Description
 

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SIGNATURE(S)
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
VICTORY CAPITAL HOLDINGS, INC.
   
   
By:
   
   
Title: President, Chief Financial Officer and Chief
    Administrative Officer



- 3 -

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:10/13/204
For Period end:10/12/204
9/30/2010-Q
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Filing Submission 0001157523-20-001303   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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