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Occidental Petroleum Corp./DE – ‘8-K’ for 9/29/22

On:  Friday, 9/30/22, at 5:01pm ET   ·   For:  9/29/22   ·   Accession #:  1140361-22-35495   ·   File #:  1-09210

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/30/22  Occidental Petroleum Corp./DE     8-K:5       9/29/22   11:192K                                   Broadridge Fin’l So… Inc

Current Report   —   Form 8-K

Filing Table of Contents

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 6: R1          Document and Entity Information                     HTML     52K 
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11: ZIP         XBRL Zipped Folder -- 0001140361-22-035495-xbrl      Zip     17K 


‘8-K’   —   Current Report


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 iX:   C: 
 i false i 000079746800007974682022-09-292022-09-290000797468us-gaap:CommonStockMember2022-09-292022-09-290000797468oxy:WarrantsToPurchaseCommonStock020ParValueMember2022-09-292022-09-29

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549



FORM  i 8-K


CURRENT REPORT
 
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported):  i September 29, 2022


 i OCCIDENTAL PETROLEUM CORPORATION
(Exact Name of Registrant as Specified in its Charter)



 i Delaware
 i 1-9210
 i 95-4035997
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)

 i 5 Greenway Plaza,  i Suite 110
 i Houston,  i Texas
    i 77046
(Address of Principal Executive Offices)
 
(Zip Code)

Registrant’s Telephone Number, Including Area Code: ( i 713)  i 215-7000
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of Each Class
Trading Symbol(s)
Name of Each Exchange on Which Registered
 i Common Stock, $0.20 par value
 i OXY
 i New York Stock Exchange
 i Warrants to Purchase Common Stock, $0.20 par value
 i OXY WS
 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
 
Emerging growth company  i 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐
 


Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On September 29, 2022, Marcia E. Backus announced that she will step down from her role as Senior Vice President, General Counsel and Chief Compliance Officer of Occidental Petroleum Corporation (“Occidental” or the “Company”) effective as of December 31, 2022.  Thereafter, Ms. Backus will continue to serve as Occidental’s Executive Adviser – Legal and will retire from employment with the Company effective as of March 1, 2023.  Following her retirement, Ms. Backus has agreed to provide Occidental with transition services on a consulting basis through June 30, 2024.
 
In connection with her separation, Ms. Backus and the Company have entered into a Transition Services and Separation Agreement pursuant to which Ms. Backus will receive a monthly payment of $131,250 from January 1, 2023 through June 30, 2024, and, effective as of her termination of employment, accelerated vesting of outstanding time-based equity awards and continued vesting of outstanding performance-based equity awards.  Ms. Backus is not expected to receive any annual bonus or equity compensation for Occidental’s 2023 and 2024 fiscal years.
 

SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
OCCIDENTAL PETROLEUM CORPORATION
     
 
By:
 
Name:
 
Title:
Vice President, Deputy General Counsel and
   
Corporate Secretary
   




Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
6/30/24None on these Dates
3/1/23
1/1/23
12/31/22
Filed on:9/30/22
For Period end:9/29/22
 List all Filings 
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Filing Submission 0001140361-22-035495   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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