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As Of Filer Filing For·On·As Docs:Size Issuer Agent 5/17/10 Uni-Pixel 8-K:8,9 5/14/10 2:36K Merrill Corp-MD/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report of Material Events or Corporate HTML 20K Changes 2: EX-99.1 Miscellaneous Exhibit HTML 14K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of Earliest Event Reported)
UNI-PIXEL, INC.
(Exact Name of Small Business Issuer as Specified in Its Charter)
DELAWARE |
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75-2926437 |
(State or Other
Jurisdiction of |
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(I.R.S. Employer |
8708 Technology Forest Place, Suite 100
The Woodlands, Texas 77381
(Address of Principal Executive Offices)
(281) 825-4500
(Issuer’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 8.01. OTHER EVENTS.
On May 14, 2010, the Company issued a press release announcing that it was the recipient of the prestigious ASTRUM Award presented during the MDB Capital Group’s Bright Lights Conference in San Francisco on May 11th and May 12th. Uni-Pixel was invited by MDB because it was ranked in the 90th percentile for technology leadership from over 1,600 small cap companies with U.S. patents, as rated by PatentVest, MDB’s proprietary IP business intelligence database. The press release is included as Exhibit 99.1 to this Current Report on Form 8-K, incorporated by reference herein, and the description of the press release is qualified in its entirety by reference to such Exhibit.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(d) Exhibits
Exhibit |
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Description |
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99.1 |
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Press Release dated May 14, 2010. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: May 14, 2010 |
By: |
/s/ Reed Killion |
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Name: Reed Killion |
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Title: Chief Executive Officer |
This ‘8-K’ Filing | Date | Other Filings | ||
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Filed on: | 5/17/10 | None on these Dates | ||
For Period End: | 5/14/10 | |||
List all Filings |