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United Airlines Holdings, Inc., et al. – ‘8-K’ for 2/25/21

On:  Thursday, 2/25/21, at 8:30am ET   ·   For:  2/25/21   ·   Accession #:  1104659-21-27898   ·   File #s:  1-06033, 1-10323

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/25/21  United Airlines Holdings, Inc.    8-K:8       2/25/21   11:244K                                   Toppan Merrill/FA
          United Airlines, Inc.

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     41K 
 7: R1          Cover                                               HTML     53K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 6: XML         XBRL Instance -- tm217940d1_8k_htm                   XML     23K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.DEF  XBRL Definitions -- ual-20210225_def                 XML     73K 
 4: EX-101.LAB  XBRL Labels -- ual-20210225_lab                      XML    102K 
 5: EX-101.PRE  XBRL Presentations -- ual-20210225_pre               XML     70K 
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10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    37K 
11: ZIP         XBRL Zipped Folder -- 0001104659-21-027898-xbrl      Zip     15K 

‘8-K’   —   Current Report

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Washington, D.C. 20549


FORM  i 8-K



Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):  i February 25, 2021





(Exact name of registrant as specified in its charter)


 i Delaware    i 001-06033    i 36-2675207
 i Delaware    i 001-10323    i 74-2099724
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification Number)


 i 233 S. Wacker Drive,  i Chicago,  i IL    i 60606
 i 233 S. Wacker Drive,  i Chicago,  i IL    i 60606
(Address of principal executive offices)   (Zip Code)


( i 872)  i 825-4000

( i 872)  i 825-4000

Registrant’s telephone number, including area code 


(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: 

Registrant  Title of Each Class 




Name of Each Exchange

on Which Registered 

United Airlines Holdings, Inc.   i Common Stock, $0.01 par value   i UAL   i The Nasdaq Stock Market LLC
United Airlines, Inc.  None  None  None


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company  i o


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o








Item 8.01Other Events.


On February 25, 2021, United Airlines Holdings, Inc. (“UAL”) announced that its board of directors authorized UAL to issue and sell, from time to time, up to 37,000,000 shares of UAL common stock in “at the market offerings” as defined in Rule 415 under the Securities Act of 1933, as amended. Sales under any such “at the market offerings” are subject to the entry into an equity distribution agreement with applicable managers, as well as market and other conditions, and there is no assurance that UAL will proceed with any such offering.







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



/s/ Gerald Laderman

  Name: Gerald Laderman
  Title: Executive Vice President and Chief Financial Officer


Date: February 25, 2021




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Co-Registrant PreCommencement Issuer Tender Offer false
Co-Registrant Entity Emerging Growth Company  i false

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:2/25/21None on these Dates
 List all Filings 

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/31/21  United Airlines Holdings, Inc.    424B5                  1:687K                                   Toppan Merrill/FA
 3/03/21  United Airlines Holdings, Inc.    424B5                  1:624K                                   Toppan Merrill/FA
Filing Submission 0001104659-21-027898   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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