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Duke Energy Corp. – ‘8-K’ for 6/11/21

On:  Friday, 6/11/21, at 4:33pm ET   ·   For:  6/11/21   ·   Accession #:  1104659-21-80192   ·   File #:  1-32853

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/11/21  Duke Energy Corp.                 8-K:7,9     6/11/21   12:14M                                    Toppan Merrill/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    102K 
 8: R1          Cover                                               HTML     56K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tm2118184d1_8k_htm                  XML     24K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- duk-20210611_def                 XML     77K 
 5: EX-101.LAB  XBRL Labels -- duk-20210611_lab                      XML    106K 
 6: EX-101.PRE  XBRL Presentations -- duk-20210611_pre               XML     74K 
 3: EX-101.SCH  XBRL Schema -- duk-20210611                          XSD     15K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
12: ZIP         XBRL Zipped Folder -- 0001104659-21-080192-xbrl      Zip     48K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C:   C:   C:   C:   C:   C: 
 i 0001326160  i false 0001326160 2021-06-11 2021-06-11 0001326160 us-gaap:CommonStockMember 2021-06-11 2021-06-11 0001326160 duk:JuniorSubordinatedDebentures5.125CouponDueJanuary2073Member 2021-06-11 2021-06-11 0001326160 duk:JuniorSubordinatedDebentures5.625CouponDueSeptember2078Member 2021-06-11 2021-06-11 0001326160 duk:DepositoryShareMember 2021-06-11 2021-06-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  i June 11, 2021

 

Commission file
number
Registrant, State of Incorporation or Organization,
Address of Principal Executive Offices, and Telephone Number
IRS Employer
Identification No.
 i 1-32853

 

 i DUKE ENERGY CORPORATION

(a  i Delaware corporation)

 i 550 South Tryon Street

 i Charlotte,  i North Carolina  i 28202-1803

 i 704- i 382-3853

 

 i 20-2777218

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))

 

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

 

Title of each class   Trading
Symbol(s)
  Name of each exchange on which registered
         
 i Common stock, $0.001 par value    i DUK    i New York Stock Exchange LLC
 i 5.125% Junior Subordinated Debentures due January 15, 2073    i DUKH    i New York Stock Exchange LLC
 i 5.625% Junior Subordinated Debentures due September 15, 2078    i DUKB    i New York Stock Exchange LLC
 i Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share    i DUK PR A    i New York Stock Exchange LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 C: 

 

 

Item 7.01.  Regulation FD Disclosure.

 

On June 11, 2021, Duke Energy Corporation posted an investor presentation to its website at www.duke-energy.com/our-company/investors. A copy of these slides is attached hereto as Exhibit 99.1. The information in Exhibit 99.1 is being furnished pursuant to this Item 7.01. In accordance with General Instruction B.2 of Form 8-K, the information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section.

 

Item 9.01  Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1 June 2021 Investor Update of Duke Energy Corporation (furnished pursuant to Item 7.01)

104Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).

 

 C: 

 C: 2

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

  DUKE ENERGY CORPORATION
   
Date: June 11, 2021 By: /s/ David S. Maltz
  Name: David S. Maltz
  Title:

Vice President, Legal, Chief Governance Officer and Assistant Corporate Secretary 

 

 C: 

 

 

 C: 

Dates Referenced Herein

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