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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/17/21 CMS Energy Corp. 8-K:5,9 5/11/21 12:312K Toppan Merrill/FA Consumers Energy Co. |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 52K 2: EX-99.1 Miscellaneous Exhibit HTML 8K 8: R1 Cover HTML 64K 10: XML IDEA XML File -- Filing Summary XML 12K 7: XML XBRL Instance -- tm2116554d1_8k_htm XML 33K 9: EXCEL IDEA Workbook of Financial Reports XLSX 7K 4: EX-101.DEF XBRL Definitions -- cms-20210511_def XML 80K 5: EX-101.LAB XBRL Labels -- cms-20210511_lab XML 113K 6: EX-101.PRE XBRL Presentations -- cms-20210511_pre XML 76K 3: EX-101.SCH XBRL Schema -- cms-20210511 XSD 16K 11: JSON XBRL Instance as JSON Data -- MetaLinks 28± 38K 12: ZIP XBRL Zipped Folder -- 0001104659-21-067623-xbrl Zip 18K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) i May 11, 2021
| Commission | Registrant; State of Incorporation; | IRS Employer | ||
| File Number | Address; and Telephone Number | Identification No. | ||
| i 1-9513 |
(A i Michigan Corporation) |
i 38-2726431 | ||
| i 1-5611 |
(A
i Michigan Corporation) |
i 38-0442310 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company: CMS Energy Corporation i ¨ Consumers Energy Company i ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. CMS Energy Corporation ¨ Consumers Energy Company ¨
| Co-Registrant CIK | 0000201533 |
| Co-Registrant Amendment Flag | false |
| Co-Registrant Form Type | 8-K |
| Co-Registrant DocumentPeriodEndDate | 2021-05-11 |
| Co-Registrant Written Communications | false |
| Co-Registrant Solicitating Materials | false |
| Co-Registrant PreCommencement Tender Offer | false |
| Co-Registrant PreCommencement Issuer Tender Offer | false |
| Emerging Growth Company | false |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 17, 2021, CMS Energy Corporation (“CMS Energy”) and Consumers Energy Company (“Consumers Energy”) announced the following management changes.
As of June 1, 2021, Glenn P. Barba will serve as vice president and chief accounting officer of CMS Energy and Consumers Energy, until he retires on September 1, 2021.
As of June 1, 2021, Scott B. McIntosh will serve as CMS Energy and Consumers Energy vice president, tax and controller, reporting to the chief financial officer. He will be responsible for tax matters, accounting operations, and financial and regulatory reporting. Effective on September 1, 2021, McIntosh will serve as vice president, tax, controller and chief accounting officer, reporting to the chief financial officer. In this position, he will be responsible for corporate accounting policy, financial and regulatory reporting, accounting operations, internal control, and tax matters. McIntosh, age 45, joined Consumers Energy in 2004 in the tax department and broadened his responsibilities over time until his 2015 appointment as vice president of tax for CMS Energy and Consumers Energy. As vice president of tax, he has led the tax department, including regulatory issues and domestic tax matters.
There are no arrangements or understandings between McIntosh and CMS Energy or Consumers Energy pursuant to which McIntosh was elected as vice president, tax, controller and chief accounting officer.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| 99.1 | CMS Energy News Release dated May 17, 2021 |
| 104 | Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document) |
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrants have duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.
| CMS ENERGY CORPORATION | |||
| Dated: May 17, 2021 | By: | /s/ Shaun M. Johnson | |
| Shaun M. Johnson | |||
| Senior Vice President and General Counsel | |||
| CONSUMERS ENERGY COMPANY | |||
| Dated: May 17, 2021 | By: | /s/ Shaun M. Johnson | |
| Shaun M. Johnson | |||
| Senior Vice President and General Counsel |
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 9/1/21 | 3, 4 | |||
| 6/1/21 | ||||
| Filed on: | 5/17/21 | |||
| For Period end: | 5/11/21 | 8-K | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/03/21 Consumers Energy Co. 424B2 1:558K Toppan Merrill/FA 8/02/21 Consumers Energy Co. 424B5 1:553K Toppan Merrill/FA 6/28/21 CMS Energy Corp. 424B2 1:714K Toppan Merrill/FA 6/24/21 CMS Energy Corp. 424B5 1:718K Toppan Merrill/FA |