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Mack Cali Realty Corp., et al. – ‘8-K’ for 4/12/21

On:  Friday, 4/16/21, at 4:02pm ET   ·   For:  4/12/21   ·   Accession #:  1104659-21-51359   ·   File #s:  1-13274, 333-57103-01

Previous ‘8-K’:  ‘8-K’ on 3/12/21 for 3/8/21   ·   Next:  ‘8-K’ on 4/23/21 for 4/22/21   ·   Latest:  ‘8-K’ on 5/12/21 for 5/6/21   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/16/21  Mack Cali Realty Corp.            8-K:5,8,9   4/12/21   14:331K                                   Toppan Merrill/FA
          Mack Cali Realty LP

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     49K 
 2: EX-10.1     Material Contract                                   HTML     18K 
 3: EX-99.1     Miscellaneous Exhibit                               HTML     22K 
 4: EX-99.2     Miscellaneous Exhibit                               HTML     16K 
10: R1          Cover                                               HTML     58K 
12: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- tm2113185d1_8k_htm                  XML     24K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 6: EX-101.DEF  XBRL Definitions -- cli-20210412_def                 XML     73K 
 7: EX-101.LAB  XBRL Labels -- cli-20210412_lab                      XML    103K 
 8: EX-101.PRE  XBRL Presentations -- cli-20210412_pre               XML     70K 
 5: EX-101.SCH  XBRL Schema -- cli-20210412                          XSD     14K 
13: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    36K 
14: ZIP         XBRL Zipped Folder -- 0001104659-21-051359-xbrl      Zip     27K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): April 16, 2021 ( i April 12, 2021)

 

 

 i MACK-CALI REALTY CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

 i Maryland    i 1-13274    i 22-3305147
(State or Other Jurisdiction
of Incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

 i Harborside 3,  i 210 Hudson St.,  i Ste. 400,

 i Jersey City,  i New Jersey  i 07311

(Address of Principal Executive Offices) (Zip Code)

 

( i 732)  i 590-1010

(Registrant’s telephone number, including area code)

 

 i MACK-CALI REALTY, L.P.

(Exact Name of Registrant as Specified in Charter)

 

 i Delaware    i 333-57103    i 22-3315804
(State or Other Jurisdiction
of Incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

 i Harborside 3,  i 210 Hudson St.,  i Ste. 400,

 i Jersey City,  i New Jersey  i 07311

(Address of Principal Executive Offices) (Zip Code)

 

( i 732)  i 590-1010

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 i ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities Registered Pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
 i Common Stock, par value $0.01    i CLI    i New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).    Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 

Co-Registrant CIK 0001067063
Co-Registrant Amendment Flag false
Co-Registrant Form Type 8-K
Co-Registrant DocumentPeriodEndDate 2021-04-12
Co-Registrant Written Communications false
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Co-Registrant PreCommencement Tender Offer false
Co-Registrant PreCommencement Issuer Tender Offer false

 

 C: 

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On April 12, 2021, the Nominating and Corporate Governance Committee (the “NCG Committee”) of the Board of Board of Directors (the “Board of Directors”) of Mack-Cali Realty Corporation (the “Company”), the general partner of Mack-Cali Realty, L.P. through which the Company conducts its business (the “Operating Partnership”), recommended, and the Board of Directors approved and adopted, a Clawback Policy (the “Clawback Policy”) for (i) annual bonuses and other short-term or long-term cash incentives, and (ii) equity or equity-based compensation awards, including long-term incentive plan units of the Operating Partnership (collectively, “Incentive Compensation”). In addition to any clawbacks required by law, regulation or applicable listing standards of the New York Stock Exchange, the Clawback Policy provides for the recovery of Incentive Compensation from certain officers of the Company in the event of a restatement of the Company’s financial statements due to material non-compliance with financial reporting requirements under applicable law under circumstances where fraud or willful misconduct contributed to the non-compliance and would have resulted in a lesser amount of Incentive Compensation.

 

The foregoing descriptions of the Clawback Policy is qualified in its entirety by reference to the Clawback Policy, a copy of which is attached hereto as Exhibit 10.1 and is incorporated herein by reference.

 

Item 8.01 Other Events

 

On April 12, 2021, based on the recommendation of the NCG Committee, the Board of Directors adopted an amended and restated charter for its Executive Compensation and Option Committee (the “Compensation Committee Charter”). The new Compensation Committee Charter changes the name of the committee to the “Compensation Committee of the Board of Directors” effective as of the date of the Company’s 2021 annual meeting of stockholders, and is otherwise effective as of April 12, 2021.

 

Also on April 12, 2021, based on the recommendation of the NCG Committee, the Board of Directors adopted stock ownership guidelines for directors and executive officers of the Company (the “Stock Ownership Guidelines”). The Stock Ownership Guidelines require directors and executive officers to retain ownership of a number of equity securities of the company valued at five times the annual cash retainer for directors, five times annual base salary for the chief executive officer, and two times annual base salary for other executive officers. Until these ownership levels are attained, the Stock Ownership Guidelines require directors and executive officers to retain fifty percent (50%) of equity awards upon vesting, net of any amount of shares forfeited in payment of any applicable exercise price or tax withholding obligations in respect of such equity award.

 

The foregoing descriptions of the Compensation Committee Charter and Stock Ownership Guidelines are qualified in their entirety by reference to the Compensation Committee Charter and Stock Ownership Guidelines, copies of which are attached hereto as Exhibits 99.1 and 99.2 and are incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits

 

(d)  Exhibits

 

Exhibit Number   Exhibit Title
10.1   Mack-Cali Realty Corporation Clawback Policy.
99.1   Amended and Restate Charter of the Compensation Committee of the Board of Directors of Mack-Cali Realty Corporation.
99.2   Mack-Cali Realty Corporation Executive and Non-Employee Director Stock Ownership Guidelines.
104.1   Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, each Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  MACK-CALI REALTY CORPORATION
   
Dated: April 16, 2021 By: /s/ Gary T. Wagner
    Gary T. Wagner
    General Counsel and Secretary
     
  MACK-CALI REALTY, L.P.
   
  By: Mack-Cali Realty Corporation,
    its general partner
     
Dated: April 16, 2021 By: /s/ Gary T. Wagner
    Gary T. Wagner
    General Counsel and Secretary

 

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 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/16/21None on these Dates
For Period end:4/12/21
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/07/21  Mack Cali Realty Corp.            S-8         5/07/21    4:119K                                   Toppan Merrill/FA
 5/06/21  Mack Cali Realty Corp.            10-Q        3/31/21  116:41M                                    Certent, Inc./FA
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