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Splunk Inc. – ‘8-K’ for 4/9/21

On:  Thursday, 4/15/21, at 4:21pm ET   ·   For:  4/9/21   ·   Accession #:  1104659-21-50784   ·   File #:  1-35498

Previous ‘8-K’:  ‘8-K’ on / for 3/3/21   ·   Latest ‘8-K’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/15/21  Splunk Inc.                       8-K:5       4/09/21   10:182K                                   Toppan Merrill/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     25K 
 6: R1          Cover                                               HTML     46K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 5: XML         XBRL Instance -- tm2112984d1_8k_htm                  XML     14K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- splk-20210409_lab                     XML     96K 
 4: EX-101.PRE  XBRL Presentations -- splk-20210409_pre              XML     64K 
 2: EX-101.SCH  XBRL Schema -- splk-20210409                         XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
10: ZIP         XBRL Zipped Folder -- 0001104659-21-050784-xbrl      Zip     11K 

‘8-K’   —   Current Report

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Washington, DC 20549




FORM  i 8-K


Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)


 i April 9, 2021




 i Splunk Inc.

(Exact name of registrant as specified in its charter)


 i Delaware  i 001-35498  i 86-1106510

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)


 i 270 Brannan Street

 i San Francisco,  i California  i 94107

(Address of principal executive offices, including zip code)

( i 415)  i 848-8400

(Registrant’s telephone number, including area code)




Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


   i ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   i ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   i ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   i ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class   Trading Symbol(s)   Name of each exchange on which
 i Common Stock, par value $0.001 per share    i SPLK    i The NASDAQ Global Select Market


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company  i ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨







Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


On April 9, 2021, Tim Tully informed Splunk Inc. (the “Company”) of his decision to resign as the Company’s Senior Vice President and Chief Technology Officer and depart from the Company, effective as of May 4, 2021.









Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: April 15, 2021

  By: /s/ Scott Morgan
    Scott Morgan
    Senior Vice President, Chief Legal Officer, Global Affairs and Secretary






Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:4/15/21
For Period end:4/9/214
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Filing Submission 0001104659-21-050784   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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