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O-I Glass, Inc./DE – ‘8-K’ for 5/11/21

On:  Thursday, 5/13/21, at 7:00am ET   ·   For:  5/11/21   ·   Accession #:  1104659-21-65480   ·   File #:  1-09576

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/13/21  O-I Glass, Inc./DE                8-K:5,9     5/11/21   10:259K                                   Toppan Merrill/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     51K 
 6: R1          Cover                                               HTML     46K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
 5: XML         XBRL Instance -- tm2116142d1_8k_htm                  XML     14K 
 7: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.LAB  XBRL Labels -- oi-20210511_lab                       XML     99K 
 4: EX-101.PRE  XBRL Presentations -- oi-20210511_pre                XML     64K 
 2: EX-101.SCH  XBRL Schema -- oi-20210511                           XSD     14K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
10: ZIP         XBRL Zipped Folder -- 0001104659-21-065480-xbrl      Zip     17K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

 i May 11, 2021

Date of Report (Date of earliest event reported)

 

 

 

 i O-I GLASS, INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware    i 1-9576    i 22-2781933
(State or other jurisdiction
of incorporation)
 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

 i One Michael Owens Way

 i Perrysburg,  i Ohio

(Address of principal executive offices)

 

 i 43551-2999

(Zip Code)

 

( i 567)  i 336-5000

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol

Name of each exchange on which

registered

 i Common stock, $.01 par value  i OI  i New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 C: 

 

 

 

ITEM 5.02DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.

 

O-I Glass, Inc. Second Amended and Restated 2017 Incentive Award Plan

 

As noted below under Item 5.07, at the Annual Meeting of Share Owners (the “Annual Meeting”) of O-I Glass, Inc. (the “Company”) held on May 11, 2021, the Company’s share owners, upon the recommendation of the Board of Directors, approved the O-I Glass, Inc. Second Amended and Restated 2017 Incentive Award Plan (the “Plan”), which was adopted by the Board of Directors on March 25, 2021, subject to the approval by the share owners. The Plan amends and restates the Company’s Amended and Restated 2017 Incentive Award Plan in its entirety.

 

The Plan, among other things, increases the number of shares of the Company’s common stock that may be issued thereunder by an additional 3,500,000 shares to a total of 15,000,000 shares. The Plan provides for the grant of stock options, stock appreciation rights, restricted stock, restricted stock units, dividend equivalents and other stock or cash awards to employees, consultants and non-employee directors of the Company and its subsidiaries.

 

A more detailed description of the material terms of the Plan was included in the Company’s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission (“SEC”) on March 31, 2021, as supplemented by the Supplement to Proxy Statement filed with the SEC on May 3, 2021 (collectively, the “Proxy Statement”), and such description is hereby incorporated by reference herein. The foregoing and the summary in the Proxy Statement are not complete summaries of the terms of the Plan and are qualified by reference to the text of the Plan, which is included as Exhibit 10.1 hereto and is incorporated by reference herein.

 

ITEM 5.07SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.

 

The Annual Meeting was held on May 11, 2021. On the record date of March 15, 2021, there were 157,878,242 shares of the Company’s common stock outstanding. The following proposals were submitted to a vote of the share owners at the Annual Meeting, each of which is described in detail in the Proxy Statement:

 

Proposal 1 – Election of Directors:

 

Each of the nominees for the Company’s Board of Directors was elected to serve a one-year term by vote of the share owners as follows:

 

   Aggregate Vote 
Name  For   Against   Abstentions   Broker Non-Votes 
Samuel R. Chapin   133,779,650    888,719    382,865    8,767,283 
Gordon J. Hardie   133,017,991    1,650,343    382,900    8,767,283 
Peter S. Hellman   131,768,056    2,883,404    399,774    8,767,283 
John Humphrey   133,317,853    1,267,417    465,964    8,767,283 
Anastasia D. Kelly   126,264,278    8,336,120    450,836    8,767,283 
Andres A. Lopez   132,888,741    1,869,252    293,241    8,767,283 
Alan J. Murray   133,287,006    1,312,730    451,498    8,767,283 
Hari N. Nair   124,265,577    10,325,239    460,418    8,767,283 
Joseph D. Rupp   124,595,800    10,066,270    389,164    8,767,283 
Catherine I. Slater   133,969,488    708,911    372,835    8,767,283 
John H. Walker   132,472,167    2,188,073    390,994    8,767,283 
Carol A. Williams   132,825,966    1,818,886    406,382    8,767,283 

 

 C: 

 

 

 

Proposal 2 – Ratification of Selection of Independent Registered Public Accounting Firm:

 

The selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021 was ratified by vote of the share owners as follows:

 

Aggregate Vote 
For   Against   Abstentions   Broker Non-Votes 
 135,033,735    8,134,399    650,383    0 

 

Proposal 3 — Approval of the Company’s Second Amended and Restated 2017 Incentive Award Plan:

 

The Plan was approved by vote of the share owners as follows:

 

Aggregate Vote 
For   Against   Abstentions   Broker Non-Votes 
 129,211,331    5,370,474    469,429    8,767,283 

 

Proposal 4 —Advisory Vote to Approve Named Executive Officer Compensation:

 

The compensation of the Company’s named executive officers was approved by an advisory (non-binding) vote of the share owners as follows:

 

Aggregate Vote 
For   Against   Abstentions   Broker Non-Votes 
 131,440,262    3,212,860    398,112    8,767,283 

 

ITEM 9.01FINANCIAL STATEMENTS AND EXHIBITS.

 

(d)Exhibits

 

Exhibit No.   Description
     
10.1   O-I Glass, Inc. Second Amended and Restated 2017 Incentive Award Plan (filed as Appendix B to O-I Glass, Inc.’s Definitive Proxy Statement on Schedule 14A filed March 31, 2021, File No. 1-9576, and incorporated herein by reference)
     
104   Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101)

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 13, 2021 O-I GLASS, INC.
     
  By: /s/ John A. Haudrich
    John A. Haudrich
    Senior Vice President and Chief Financial Officer

 

 C: 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/21
Filed on:5/13/21
For Period end:5/11/21DEF 14A
5/3/21DEFA14A
3/31/2110-Q,  DEF 14A,  DEFA14A
3/25/21
3/15/21
 List all Filings 


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/31/21  O-I Glass, Inc./DE                DEF 14A     5/11/21    1:4.1M                                   Toppan Merrill Bridge/FA
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