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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/13/21 O-I Glass, Inc./DE 8-K:5,9 5/11/21 10:259K Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 51K 6: R1 Cover HTML 46K 8: XML IDEA XML File -- Filing Summary XML 11K 5: XML XBRL Instance -- tm2116142d1_8k_htm XML 14K 7: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.LAB XBRL Labels -- oi-20210511_lab XML 99K 4: EX-101.PRE XBRL Presentations -- oi-20210511_pre XML 64K 2: EX-101.SCH XBRL Schema -- oi-20210511 XSD 14K 9: JSON XBRL Instance as JSON Data -- MetaLinks 25± 33K 10: ZIP XBRL Zipped Folder -- 0001104659-21-065480-xbrl Zip 17K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
(Exact name of registrant as specified in its charter)
| i Delaware | i 1-9576 | i 22-2781933 | ||
| (State or other jurisdiction of incorporation) |
(Commission |
(IRS
Employer |
|
(Address of principal executive offices) |
(Zip Code) |
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| i ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| i ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| i ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| i ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol | Name of each exchange on which registered |
| i Common stock, $.01 par value | i OI | i New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
C:
| ITEM 5.02 | DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. |
O-I Glass, Inc. Second Amended and Restated 2017 Incentive Award Plan
As noted below under Item 5.07, at the Annual Meeting of Share Owners (the “Annual Meeting”) of O-I Glass, Inc. (the “Company”) held on May 11, 2021, the Company’s share owners, upon the recommendation of the Board of Directors, approved the O-I Glass, Inc. Second Amended and Restated 2017 Incentive Award Plan (the “Plan”), which was adopted by the Board of Directors on March 25, 2021, subject to the approval by the share owners. The Plan amends and restates the Company’s Amended and Restated 2017 Incentive Award Plan in its entirety.
The Plan, among other things, increases the number of shares of the Company’s common stock that may be issued thereunder by an additional 3,500,000 shares to a total of 15,000,000 shares. The Plan provides for the grant of stock options, stock appreciation rights, restricted stock, restricted stock units, dividend equivalents and other stock or cash awards to employees, consultants and non-employee directors of the Company and its subsidiaries.
A more detailed description of the material terms of the Plan was included in the Company’s Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission (“SEC”) on March 31, 2021, as supplemented by the Supplement to Proxy Statement filed with the SEC on May 3, 2021 (collectively, the “Proxy Statement”), and such description is hereby incorporated by reference herein. The foregoing and the summary in the Proxy Statement are not complete summaries of the terms of the Plan and are qualified by reference to the text of the Plan, which is included as Exhibit 10.1 hereto and is incorporated by reference herein.
| ITEM 5.07 | SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. |
The Annual Meeting was held on May 11, 2021. On the record date of March 15, 2021, there were 157,878,242 shares of the Company’s common stock outstanding. The following proposals were submitted to a vote of the share owners at the Annual Meeting, each of which is described in detail in the Proxy Statement:
Proposal 1 – Election of Directors:
Each of the nominees for the Company’s Board of Directors was elected to serve a one-year term by vote of the share owners as follows:
| Aggregate Vote | ||||||||||||||||
| Name | For | Against | Abstentions | Broker Non-Votes | ||||||||||||
| Samuel R. Chapin | 133,779,650 | 888,719 | 382,865 | 8,767,283 | ||||||||||||
| Gordon J. Hardie | 133,017,991 | 1,650,343 | 382,900 | 8,767,283 | ||||||||||||
| Peter S. Hellman | 131,768,056 | 2,883,404 | 399,774 | 8,767,283 | ||||||||||||
| John Humphrey | 133,317,853 | 1,267,417 | 465,964 | 8,767,283 | ||||||||||||
| Anastasia D. Kelly | 126,264,278 | 8,336,120 | 450,836 | 8,767,283 | ||||||||||||
| Andres A. Lopez | 132,888,741 | 1,869,252 | 293,241 | 8,767,283 | ||||||||||||
| Alan J. Murray | 133,287,006 | 1,312,730 | 451,498 | 8,767,283 | ||||||||||||
| Hari N. Nair | 124,265,577 | 10,325,239 | 460,418 | 8,767,283 | ||||||||||||
| Joseph D. Rupp | 124,595,800 | 10,066,270 | 389,164 | 8,767,283 | ||||||||||||
| Catherine I. Slater | 133,969,488 | 708,911 | 372,835 | 8,767,283 | ||||||||||||
| John H. Walker | 132,472,167 | 2,188,073 | 390,994 | 8,767,283 | ||||||||||||
| Carol A. Williams | 132,825,966 | 1,818,886 | 406,382 | 8,767,283 | ||||||||||||
C:
Proposal 2 – Ratification of Selection of Independent Registered Public Accounting Firm:
The selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021 was ratified by vote of the share owners as follows:
| Aggregate Vote | ||||||||||||||
| For | Against | Abstentions | Broker Non-Votes | |||||||||||
| 135,033,735 | 8,134,399 | 650,383 | 0 | |||||||||||
Proposal 3 — Approval of the Company’s Second Amended and Restated 2017 Incentive Award Plan:
The Plan was approved by vote of the share owners as follows:
| Aggregate Vote | ||||||||||||||
| For | Against | Abstentions | Broker Non-Votes | |||||||||||
| 129,211,331 | 5,370,474 | 469,429 | 8,767,283 | |||||||||||
Proposal 4 —Advisory Vote to Approve Named Executive Officer Compensation:
The compensation of the Company’s named executive officers was approved by an advisory (non-binding) vote of the share owners as follows:
| Aggregate Vote | ||||||||||||||
| For | Against | Abstentions | Broker Non-Votes | |||||||||||
| 131,440,262 | 3,212,860 | 398,112 | 8,767,283 | |||||||||||
| ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS. |
| (d) | Exhibits |
| Exhibit No. | Description | |
| 10.1 | O-I Glass, Inc. Second Amended and Restated 2017 Incentive Award Plan (filed as Appendix B to O-I Glass, Inc.’s Definitive Proxy Statement on Schedule 14A filed March 31, 2021, File No. 1-9576, and incorporated herein by reference) | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101) |
C:
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: May 13, 2021 | O-I GLASS, INC. | |
| By: | /s/ John A. Haudrich | |
| John A. Haudrich | ||
| Senior Vice President and Chief Financial Officer | ||
C:
C:
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 12/31/21 | 10-K, 11-K, SD | |||
| Filed on: | 5/13/21 | 4 | ||
| For Period end: | 5/11/21 | DEF 14A | ||
| 5/3/21 | DEFA14A | |||
| 3/31/21 | 10-Q, DEF 14A, DEFA14A | |||
| 3/25/21 | ||||
| 3/15/21 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/31/21 O-I Glass, Inc./DE DEF 14A 5/11/21 1:4.1M Toppan Merrill Bridge/FA |