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Duke Energy Corp. – ‘8-K’ for 12/5/22

On:  Monday, 12/5/22, at 2:57pm ET   ·   For:  12/5/22   ·   Accession #:  1104659-22-124536   ·   File #:  1-32853

Previous ‘8-K’:  ‘8-K’ on / for 11/10/22   ·   Next:  ‘8-K’ on 12/8/22 for 12/5/22   ·   Latest:  ‘8-K’ on / for 4/12/24   ·   1 Reference:  By:  Duke Energy Corp. – ‘424B5’ on 12/6/22

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/05/22  Duke Energy Corp.                 8-K:5,9    12/05/22   12:301K                                   Toppan Merrill/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     40K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     14K 
 7: R1          Cover                                               HTML     58K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 8: XML         XBRL Instance -- tm2231882d1_8k_htm                  XML     28K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.DEF  XBRL Definitions -- duk-20221205_def                 XML     77K 
 5: EX-101.LAB  XBRL Labels -- duk-20221205_lab                      XML    113K 
 6: EX-101.PRE  XBRL Presentations -- duk-20221205_pre               XML     74K 
 3: EX-101.SCH  XBRL Schema -- duk-20221205                          XSD     16K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               28±    36K 
12: ZIP         XBRL Zipped Folder -- 0001104659-22-124536-xbrl      Zip     33K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



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 i 0001326160  i false 0001326160 2022-12-05 2022-12-05 0001326160 duk:CommonStock0.001ParValueMember 2022-12-05 2022-12-05 0001326160 duk:Sec5.625JuniorSubordinatedDebenturesDueSeptember152078Member 2022-12-05 2022-12-05 0001326160 duk:DepositarySharesMember 2022-12-05 2022-12-05 0001326160 duk:Percentage310seniornotesdue2028Member 2022-12-05 2022-12-05 0001326160 duk:Percentage385seniornotesdue2034Member 2022-12-05 2022-12-05 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

FORM  i  i 8-K / 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

  

Date of Report (Date of earliest event reported):  i  i December 5, 2022 / 

 

Commission file number Registrant, State of Incorporation or Organization,
Address of Principal Executive Offices and Telephone Number
IRS Employer Identification Number
   
 i 1-32853  i DUKE ENERGY CORPORATION  i 20-2777218

(a  i Delaware corporation)

 i 550 South Tryon Street

 i Charlotte,  i North Carolina  i 28202-1803

 i 704- i 382-3853

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i  i ¨ / Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i  i ¨ / Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i  i ¨ / Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i  i ¨ / Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Title of each class   Trading
Symbol(s)
  Name of each exchange on which
registered
 i Common Stock, $0.001 par value    i DUK    i New York Stock Exchange LLC
         
 i 5.625% Junior Subordinated Debentures due September 15, 2078    i DUKB    i New York Stock Exchange LLC
         
 i Depositary Shares each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock, par value $0.001 per share    i DUK PR A    i New York Stock Exchange LLC
         
 i 3.10% Senior Notes due 2028    i DUK 28A    i New York Stock Exchange
         
 i 3.85% Senior Notes due 2034    i DUK 34    i New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 C: 

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On December 5, 2022, Duke Energy Corporation (the “Corporation”) announced that Mr. Dhiaa M. Jamil, currently serving as the Corporation’s Executive Vice President and Chief Operating Officer, will retire midyear 2023. Effective January 1, 2023, certain of Mr. Jamil’s responsibilities will transition to several other executives, as described in Exhibit 99.1 attached hereto and incorporated herein by reference.

  

Item 9.01. Financial Statements and Exhibits.

 

(d)       Exhibits.

 

99.1Press Release, dated December 5, 2022
104Cover Page Interactive Data File (the cover page XBRL tags are embedded in the Inline XBRL document).

 

 C: 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  DUKE ENERGY CORPORATION
   
Date:  December 5, 2022 By: /s/ David S. Maltz
  Name:  David S. Maltz
  Title: Vice President, Legal, Chief Governance Officer and Assistant Corporate Secretary

 

 C: 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
1/1/23
Filed on / For Period end:12/5/22424B5
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/06/22  Duke Energy Corp.                 424B5                  2:435K                                   Toppan Merrill/FA
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