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NRG Energy, Inc. – ‘8-K’ for 12/1/22

On:  Friday, 12/2/22, at 4:02pm ET   ·   For:  12/1/22   ·   Accession #:  1104659-22-124084   ·   File #:  1-15891

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/02/22  NRG Energy, Inc.                  8-K:5,9    12/01/22   11:386K                                   Toppan Merrill/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 2: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML    159K 
 6: R1          Cover                                               HTML     47K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tm2231415d1_8k_htm                  XML     15K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- nrg-20221201_lab                      XML     96K 
 5: EX-101.PRE  XBRL Presentations -- nrg-20221201_pre               XML     64K 
 3: EX-101.SCH  XBRL Schema -- nrg-20221201                          XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    33K 
11: ZIP         XBRL Zipped Folder -- 0001104659-22-124084-xbrl      Zip     57K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 i December 1, 2022

Date of Report (date of earliest event reported) 

 

 i NRG ENERGY, INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware
(State or other jurisdiction of incorporation
or organization)
   i 001-15891
(Commission File Number)
   i 41-1724239
(I.R.S. Employer Identification No.)

 

 i 910 Louisiana Street                   i Houston               i Texas  i 77002
(Address of Principal Executive Offices) (Zip Code)

 

( i 713)  i 537-3000 
(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i ¨       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i ¨       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i ¨       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of  exchange on which
registered
 i Common Stock, par value $0.01    i NRG    i New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company      i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

  

 

 

 C: 

 

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

 

On December 1, 2022, the Board of Directors (the “Board”) of NRG Energy, Inc. (the “Company”) approved and adopted the amended and restated by-laws of the Company (the “Amended and Restated By-Laws), effective as of such date.

 

The Amended and Restated By-Laws address the universal proxy rules under Rule 14a-19 of the Securities Exchange Act of 1934, as amended (“Rule 14a-19”), by, among other things, providing that: (i) a stockholder who submits a director nomination notice must also make a representation as to whether such stockholder intends to solicit proxies in support of its proposed nominee in accordance with Rule 14a-19 and (ii) if the stockholder provides notice pursuant to Rule 14a-19 with respect to a proposed nominee and subsequently fails to comply with requirements of Rule 14a-19, the Company will disregard the nomination of the proposed nominee. The Amended and Restated By-laws also require that a stockholder update and supplement certain information required to be included in the stockholder’s notice as of the record date for the applicable meeting and a date prior to the applicable meeting.

 

The above description is qualified in its entirety by reference to the Amended and Restated By-Laws, a copy of which is filed as Exhibit 3.2 to this Current Report on Form 8-K and is incorporated herein by reference.

 

 Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit
No.
  Description
3.2   By-Laws of NRG Energy, Inc., as amended and restated effective December 1, 2022
104   Cover Page Interactive Data File - the cover page XBRL tags are embedded within the XBRL document.

 

 C: 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 2, 2022 NRG Energy, Inc.
  (Registrant)
   
  By: /s/ Christine A. Zoino
    Christine A. Zoino
    Corporate Secretary

 

 C: 

 

 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:12/2/22None on these Dates
For Period end:12/1/22
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  NRG Energy, Inc.                  10-K       12/31/23  195:30M
 8/08/23  NRG Energy, Inc.                  S-8         8/08/23    4:94K                                    Toppan Merrill/FA
 3/10/23  NRG Energy, Inc.                  S-8         3/10/23    4:127K                                   Toppan Merrill/FA
 2/23/23  NRG Energy, Inc.                  10-K       12/31/22  164:28M
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