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Principal Financial Group Inc. – ‘8-K’ for 1/30/23

On:  Monday, 1/30/23, at 4:30pm ET   ·   For:  1/30/23   ·   Accession #:  1104659-23-7989   ·   File #:  1-16725

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/30/23  Principal Financial Group Inc.    8-K:2,9     1/30/23   11:492K                                   Toppan Merrill/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     27K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    277K 
 6: R1          Cover                                               HTML     45K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tm234871d1_8k_htm                   XML     15K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- pfg-20230130_lab                      XML     96K 
 5: EX-101.PRE  XBRL Presentations -- pfg-20230130_pre               XML     64K 
 3: EX-101.SCH  XBRL Schema -- pfg-20230130                          XSD     12K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    34K 
11: ZIP         XBRL Zipped Folder -- 0001104659-23-007989-xbrl      Zip     41K 


‘8-K’   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM  i 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report:  i January 30, 2023

(Date of earliest event reported)

 

 i PRINCIPAL FINANCIAL GROUP, INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware  i 1-16725  i 42-1520346
(State or other jurisdiction (Commission file number) (I.R.S. Employer
of incorporation)   Identification Number)

 

 i 711 High Street,  i Des Moines,  i Iowa  i 50392

(Address of principal executive offices)

 

( i 515)  i 247-5111

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  
 i ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  
 i ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  
 i ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
  

¨ Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter) or rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).            

 

      Emerging growth company     i ¨

 

¨ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

Title of each class   Trading symbol(s)   Name of each exchange on which registered
 i Common Stock    i PFG    i Nasdaq Global Select Market

 

 

 

Classification: Company Confidential

 

 C: 

 

 

 

Item 2.02Results of Operations and Financial Condition

 

On January 30, 2023, Principal Financial Group, Inc. publicly announced information regarding its results of operations and financial condition for the quarter and year ended December 31, 2022. The text of the announcement is included herewith as Exhibit 99.

 

Item 9.01Financial Statements and Exhibits

 

99Fourth Quarter and Calendar Year 2022 Earnings Release
104Cover Page to this Current Report on Form 8-K in Inline XBRL

 

Classification: Company Confidential

 

 C: 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  PRINCIPAL FINANCIAL GROUP, INC.
     
  By: /s/ Deanna D. Strable-Soethout
  Name: Deanna D. Strable-Soethout
  Title: Executive Vice President and Chief Financial Officer

 

Date: January 30, 2023

 

Classification: Company Confidential

 

 C: 

 

 

 C: 

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:1/30/23None on these Dates
12/31/22
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