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SEC InfoSecurities Information from the US SEC EDGAR
database for sophisticated business professionals

We’ve recovered from the ransomware attack and are in beta mode!  All the main features are done.  See Pulitzer Prize-winner Michael Hiltzik’s recent article in the L.A. Times about SEC Info’s return. 

We’ve designed our service for business and Wall Street professionals who need the quickest access to important information:  investment bankers, commercial bankers, money managers, research analysts, traders, brokers, investors, securities lawyers, accountants, CEOs, CFOs, product managers, et al.  As such, we have no fancy graphics to distract you, take up bandwidth or insult your intelligence.  We offer our service on a subscription basis after you exceed a usage threshold.  (See About SEC Info.)


These links are shortcuts to some interesting lists of Filings, Registrants, Filing Agents and other items:

• SEC Filings: 
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  Latest Filings
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 &  The Filers & Issuers
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  Filed Re: 
TodayYesterday  &  The Day Before
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  Re: Future Events: 
Tomorrow’s  &  Thereafter
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  By Types: 
Filing / Form  &  Document / Exhibit 
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  Registration Statements
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 &  Prospectuses
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  SEC Comment Letters & Correspondence
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  Initial Public Offerings (ipos)
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 &  Reg.
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  ABS
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Crowdfunding  &  Exempt Offerings
 
  Annual Reports
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 &  Quarterly Reports
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  Press Releases
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 &  Conference Calls
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  Insider Trading Reports & Ownership
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  Institutional Ownership Reports
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  Proxy Statements
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 &  Voting Records
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  Mergers & Acquisitions / Tender Offers
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  Late-Filing Notices
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 &  Late Filings
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  SEC
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SEC-Corrected  &  SEC-Deleted
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• SEC Filers/Issuers: 
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  New First-Time Filers & Issuers
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  Recent Initial Public Offering (ipo) Filers
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  Public CompaniesU.S.
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 &  Foreign
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    In Index: 
 
  With Industry Classification Codes: 
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     Standard Industrial Classification (SIC)   3935 
 
     North American Ind’l Cl’n System (NAICS)   238211 
 
     Global Industry Classification Standard (GICS)   S&P 
 
      Sectors: 
 
  SPACs
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REITs
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ABSs
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 &  ADRs
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  Funds
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 &  Largest Money Managers
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Others: 

 
 
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Locations:  Business / Mail
 &  Legal 
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• SEC Filing Agents:  The
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• SEC Filings-Review Offices
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• News & Current Reports
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  News & Press Releases 
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  Conference Calls / Webcasts
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  Business & Operations: 
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  Entries into definitive agreements
 
  Terminations of definitive agreements
 
  Bankruptcies or receiverships
 
  Mine-safety shutdowns or violations
  Financial Info: 
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  Acquisitions or dispositions of assets
 
  Operations & financial conditions
 
  New direct or off-BS obligations
 
  Upped direct or off-BS obligations
 
  Costs of exit or disposal activities
 
  Material impairments
  Securities & Trading: 
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  Notices of delistings or rule failures
 
  Unregistered sales of equity secs.
 
  Changes to rights of sec. holders
  Accountants & Accounting: 
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  Changes in certifying accountants
 
  Non-reliance on previous financials
  Governance & Management: 
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  Changes in control
 
  Changes in directors or officers
 
  Changes in incorp., bylaws or FY
 
  Temporary suspensions of trading
 
  Changes to codes of ethics
 
  Changes in shell company statuses
 
  Submissions of matters to votes
 
  Shareholder nominations
  Asset-Backed Securities: 
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  Info and computational materials
 
  Changes in servicers or trustees
 
  Changes in credit enhancements
 
  Failures to make distributions
 
  Updating disclosures
 
  Static pools
  Fair Disclosures – Reg. FD 
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  Other Events 
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  Financial Statements & Exhibits
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In the News:  
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  Today → 5:16p ET    
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  Today → 10:30a ET    
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  Today → 6:45a ET    
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  Yesterday    New Yesterday! 
  Yesterday    New Yesterday! 
  Yesterday    New Yesterday! 
 
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  Late Thursday    
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  Late Thursday    
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  Late Thursday    
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    After 4:00p ET      
 
 
 
 
 
 
 
 
 
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The Database: 
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101,748Securities
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1,284,279Registrants
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15,567,380Exhibits 
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2,842Industries 
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136,718Group Members2,022,013Relationships52,015,742Documents 
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3,921Filing Agents287,630O&D Insiders
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5,069,156Reports
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111,885,078Holdings
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30,297Funds/ETFs
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819,104Filers/Issuers
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15,367,019Filings 
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1,946,051,696Pages
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53,513Companies 
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1,121,302SEC Files
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 756,957by the SEC 
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31,723,060,323added links
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Our service, the easiest and fastest way to search for and navigate what’s important in business and on Wall Street, is based upon the U.S. Securities and Exchange Commission (SEC) EDGAR database.  (See About SEC Info.)  These are some of the entities and objects in our database that you will be clicking on:

IndustriesAll Standard Industrial Classification (SIC) & North American System (NAICS) codes
Filing AgentsOrganizations, such as law firms and printers, who handle the Filings for Registrants
Funds/ETFsFunds, ETFs and Separate Accounts of all management investment companies
CompaniesPublic companies and management investment companies who have issued Securities
SecuritiesInfo on securities issued by public companies and management investment companies
Group Members  Additional non-Registrant parties to a Filing who are affiliated with the Filer
O&D InsidersOfficers & Directors, 10%+ owners and other insiders of public companies
Filers/IssuersRegistrants who have made Filings, either by themselves or through a Filing Agent
SEC FilesThe numbered SEC “folders” that filed Reports and transactions are organized into
RegistrantsAll organizations and individuals legally required to register with the SEC
RelationshipsAmong Filers, Group Members, Reporting Owners, Issuers and Filing Agents
ReportsPeriodic Filings, such as annual and quarterly reports and ownership positions
FilingsRequired submissions to the SEC of “full disclosure” Documents and Exhibits
... by the SECStaff comment letters, notices, orders, exemptions, grants and other correspondence
ExhibitsAll exhibits within the Filings, such as significant contracts and corporate bylaws
DocumentsAll documents within the Filings, separated from the Exhibits for quick access
TopicsSubjects, such as “Competition”, “Risk Factors” and “Management’s Discussion”
PagesIndividually-accessible pages of each Filing, so that you can print just a single page
Added LinksLinks we’ve added that allow you to easily navigate through all of the above objects



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