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Security and Commodity Brokers, Dealers, Exchanges, and Services
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SIC Major Group 62

SIC [1987]  →  Finance, Insurance, and Real Estate  →  Security & Commodity Brokers §
 
SIC CodeU.S. Industry Group  Registrants
In ascending order   
620Security and Commodity Brokers, Dealers, Exchanges, and Services, et al.  § OF 171 ¹
621Security Brokers, Dealers, and Flotation Companies295 
622Commodity Contracts Brokers and Dealers288 
623Security and Commodity Exchanges– 
628Services Allied With the Exchange of Securities or Commodities192 
        Registrants in SIC Major Group 62:   946 
____________
 §  In the SIC [SEC] subset of SIC [1987] for assigning Filings-review to the SEC Filings-Review Offices:
          OF – Office of Finance
 





¹  171  Registrants Operate Across Multiple Industries Within Major Group 62:
   List them ordered by how active they’ve been   ·   List only Registrants currently in this Industry



As Of     Filer / IssuerLatest Filings     SIC
 (Latest)
In ascending orderAs: Filer    Re: Issuer    
Active (in the Past Year, since 12/3/21) in Group 62’s Industries:
12/1/22
 NY
 
BGC Partners, Inc.  DEF 14A New Filing in the Past Week!  SC 13D/A  6200
11/7/22
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Canadian Derivatives Clearing Corp.  8-K  UPLOAD OLD  6200
12/1/22
 IL
 
Cboe Global Markets, Inc.  8-K  4 New Filing in the Past Week!  6200
11/29/22
 IL
 
CME Group Inc.  8-K New Filing in the Past Week!  4  6200
3/30/22
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Deutsche Borse AG  SC 13D  —  6200
11/21/22
 CA
 
Forge Global Holdings, Inc. [ formerly Motive Capital Corp. ]  424B3  4  6200
10/19/22
 NY
 
Gatsby Digital, Inc.  1-Z  UPLOAD OLD  6200
11/30/22
 GA
 
Intercontinental Exchange, Inc.  425  4 New Filing in the Past Week!  6200
11/28/22
 NY
 
Investors Exchange LLC  1/A New Filing in the Past Week!  —  6200
11/16/22
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Inx Ltd.  6-K  UPLOAD OLD  6200
11/30/22
 CA
 
LPL Financial Holdings Inc.  10-Q  4 New Filing in the Past Week!  6200
11/14/22
 NY
 
Morgan Group Holding Co.  10-Q  UPLOAD OLD  6200
6/29/22
 NY
 
Nasdaq Gemx, LLC  1/A  —  6200
11/22/22
 NY
 
Nasdaq, Inc.  8-K  4  6200
4/7/22
 IL
 
Options Clearing Corp.  D/A  —  6200
11/14/22
 MD
 
Price T Rowe Associates Inc./MD  13F-HR  SC 13G OLD  6200
12/16/21
 NY
 
Prometheum, Inc.  D  —  6200
12/2/22
 NY
 
StoneX Group Inc. [ formerly Intl Fcstone Inc. ]  10-K New Filing in the Past Week!  4 New Filing in the Past Week!  6200
10/31/22
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TOP Financial Group Ltd. [ formerly Zhong Yang Financial Group Ltd. ]  6-K  UPLOAD  6200
11/9/22
 NY
 
Tradeweb Markets Inc.  10-Q  4  6200
More...  Please Sign In to list all of them. 
 


Description of SIC Major Group 62 — Security and Commodity Brokers, Dealers, Exchanges, and Services §
 
This major group includes establishments engaged in the underwriting, purchase, sale, or brokerage of securities and other financial contracts on their own account or for the account of others; and exchanges, exchange clearinghouses, and other services allied with the exchange of securities and commodities.


§  SEC Filings-Review Office (FRO) Assigned Filings-Review Responsibility
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OF – Office of Finance


Global Industry Classification Standard    S&P DJI  /  MSCI 

SIC [SEC] Industry 6200            GICS [2018] Sector  →  Sub-Industry  
Assigned by the SEC
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Assigned by S&P Dow Jones Indices / MSCI

  Sector   #    →    Sub-Industry   #        
 
Financials   11  Financial Exchanges & Data   4
Asset Management & Custody Banks   1
Investment Banking & Brokerage   1
 
____________
 # of Major-Index Companies in both this SIC Industry and the GICS Sector / Sub-Industry.
 

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