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Security and Commodity Brokers, Dealers, Exchanges, and Services

SIC Major Group 62

SIC [1987]  →  Finance, Insurance, and Real Estate  →  Security & Commodity Brokers §
 
SIC CodeU.S. Industry Group  Registrants
In ascending order   
620Security and Commodity Brokers, Dealers, Exchanges, and Services, et al.  § OF 166 ¹
621Security Brokers, Dealers, and Flotation Companies300 
622Commodity Contracts Brokers and Dealers265 
623Security and Commodity Exchanges
628Services Allied With the Exchange of Securities or Commodities179 
        Registrants in SIC Major Group 62:   914 
____________
 §  In the SIC [SEC] subset of SIC [1987] for assigning Filings-review to the SEC’s Review Offices (ROs):
          OF – Office of Finance
 





¹  166  Registrants Operate Across Multiple Industries Within Major Group 62:
 List them ordered by how Active they have been 



As Of     NameLatest Filings     SIC
 (Latest)
In ascending orderAs Filer    As Issuer    
Active (in the Past Year, since 8/6/19) in Group 62’s Industries:
8/5/20
 NY
 
BGC Partners, Inc. [ formerly Espeed Inc ]  8-K New Filing this Past Week!  4 New Filing this Past Week!  6200
7/7/20
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Canadian Derivatives Clearing Corp [ formerly Trans Canada Options Inc ]  8-K  UPLOAD OLD  6200
8/3/20
 IL
 
Cboe Global Markets, Inc. [ formerly CBOE Holdings, Inc. ]  8-K New Filing this Past Week!  4  6200
8/5/20
 IL
 
Cme Group Inc. [ formerly Chicago Mercantile Exchange Holdings Inc ]  10-Q New Filing this Past Week!  4  6200
6/19/20
 NY
 
Credit Suisse (USA) Inc [ formerly Credit Suisse First Boston USA Inc ]  EFFECT  UPLOAD  6200
1/15/20
 TX
 
Institutional Equity Holdings Inc/NV [ formerly Euromed Inc ]  15-12G OLD  5  6200
7/30/20
 GA
 
Intercontinental Exchange, Inc. [ formerly IntercontinentalExchange Group, Inc. ]  10-Q New Filing this Past Week!  4  6200
6/30/20
 NY
 
Investors Exchange LLC  1/A  —  6200
8/3/20
Flag of Gibraltar emoji
 
Inx Ltd  F-1/A New Filing this Past Week!  —  6200
8/4/20
 CA
 
LPL Financial Holdings Inc. [ formerly LPL Investment Holdings Inc. ]  10-Q New Filing this Past Week!  4  6200
7/31/20
 NY
 
Morgan Group Holding Co  424B1 New Filing this Past Week!  SC 13G/A  6200
6/30/20
 NY
 
NASDAQ Gemx, LLC  1/A  —  6200
8/5/20
 NY
 
NASDAQ, Inc. [ formerly NASDAQ Omx Group, Inc. ]  10-Q New Filing this Past Week!  4 New Filing this Past Week!  6200
7/27/20
 NY
 
National Holdings Corp [ formerly Olympic Cascade Financial Corp ]  8-K  SC 13D/A  6200
10/21/19
 NY
 
NYSE Group, Inc.  40-APP/A  SC 13G/A OLD  6200
4/10/20
 IL
 
Options Clearing Corp  D/A  —  6200
7/13/20
 MD
 
Price T Rowe Associates Inc/MD  SC 13G  SC 13G OLD  6200
11:47a ET
 MD
 
Price T Rowe Group Inc  10-Q  4 New Filing this Past Week!  6200
1/29/20
 NY
 
Prometheum, Inc.  1-A/A  —  6200
8/4/20
 NY
 
StoneX Group Inc. [ formerly Intl Fcstone Inc. ]  8-K New Filing this Past Week!  3 New Filing this Past Week!  6200
More...  Please Sign In to list all of them. 
 


Description of SIC Major Group 62 — Security and Commodity Brokers, Dealers, Exchanges, and Services §
 
This major group includes establishments engaged in the underwriting, purchase, sale, or brokerage of securities and other financial contracts on their own account or for the account of others; and exchanges, exchange clearinghouses, and other services allied with the exchange of securities and commodities.


§  SEC Review Office (RO) Assigned Filings-Review Responsibility

OF – Office of Finance

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