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Breeze-Eastern LLC 
 OH
  SEC # 99359

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815  SEC Filings
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  from  2/8/94  to  8/23/21  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer — Filed by:  TransDigm Group Inc. 
 
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notifications of all
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Filings
involving  Breeze-Eastern LLC 

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Forms
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, Documents
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& Exhibits
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 in  365 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/23/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 7
8/20/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 6
8/10/21 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 8
8/10/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
1/15/16 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
1/8/16 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 7
1/4/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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156

8-K Items: 
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11/19/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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17
1/4/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
10/28/15 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 39
8/28/13 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
1/4/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
5/24/12 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
1/4/16 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
9/1/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
6/27/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
1/4/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
1/4/16 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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15
1/4/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
9/17/15 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 6
9/16/15 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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26
11/19/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 19
1/4/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 102

1/4/16 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 5
11/19/15 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 3
10/28/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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69
8/10/15 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
7/29/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 22
7/13/15 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
6/1/15 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 2
5/29/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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33
1/16/13 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
10/12/11 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
7/31/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
5/30/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
10/11/06 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 6
9/22/06 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 5
8/17/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
8/11/06 OLDCERTAMXTrading:  Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD 1
3/9/06 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/30/05 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
4/6/99 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
11/6/97 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/4/97 OLDS-2Registration:  Registration Statements — Form S-2  OLD 3

General Exhibits: 
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8/10/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 106
8/10/21 OLDEX-23Consents of Experts and Counsel  OLD 57
8/10/21 OLDEX-5Opinions of Counsel re: Legality  OLD 47
8/10/21 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 8
4/2/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 19
4/2/19 OLDEX-24Powers of Attorney  OLD 102
11/9/18 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
11/19/15 OLDEX-10Material Contracts  OLD 137
11/19/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 12
6/1/15 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 5
6/28/10 OLDEX-21Subsidiaries Lists  OLD 16
6/16/06 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 8

Additional Exhibits: 
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8/10/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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160

Financials: 
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5/10/17 OLDEX-12Statements re: Computations of Ratios  OLD 2
10/28/15 OLDEX-31Certifications — §302 – SOA’02  OLD 120
10/28/15 OLDEX-32Certifications — §906 – SOA’02  OLD 60
10/28/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,001
10/28/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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25
10/28/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 105
10/28/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
18
9/1/09 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25
11/12/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 12

Graphics: 
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8/10/21 OLDGRAPHICPhotos, Images and Graphs  OLD 363


Forms
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, Documents
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& Exhibits
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 in  458 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/11/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 43
1/11/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 255
1/5/16 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/4/16 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 4
1/4/16 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 6
11/19/15 OLDSC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C  OLD 3
11/19/15 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
9/17/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22
4/17/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 9
2/12/15 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 101
6/15/07 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1

Letters: 
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8/16/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
8/16/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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11/25/15 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
9/18/14 OLDEX-24Power of Attorney  OLD 1
10/7/11 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
6/16/06 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7

Additional Exhibits: 
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1/5/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 48

Graphics: 
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12/3/15 OLDGRAPHICPhotos, Images and Graphs  OLD 13


        

Filings History

Year    # of Filings
In descending order
2021 4
2020 4
2019 9
2018 2
2017 11
2016 27
2015 60
2014 46
2013 58
2012 29
2011 42
2010 30
2009 43
2008 33
2007 79
2006 71
2005 47
2004 48
2003 43
2002 21
2001 22
2000 9
1999 17
1998 12
1997 17
1996 8
1995 13
1994 10

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