| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/23/24 |  | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 4,126 |
| 4/12/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 1,962 |
| 4/10/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 120 |
| 4/9/24 | | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 776 |
| 2/14/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 87 |
| 2/12/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 83 |
| 2/5/24 | | | ABS-15G | | ABS: | | Asset-Backed Securities Securitizer Reports — Form ABS-15G | 20 |
| 1/5/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 288 |
| 1/3/24 | | | 424B8 | | Registration: | | Prospectuses (Late Filings) | 6 |
| 11/28/23 | | | 40-F | | Update: | | Annual Reports by Canadian Issuers — Form 40-F — Financial Reports | 22 |
| 9/14/23 | | | SBSE-A | | Registration: | | Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such — Form SBSE-A | 5 |
| 12/30/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 10 |
| 12/27/21 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 16 |
| 12/27/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 30 |
| 12/3/21 | OLD | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD | 8 |
| 11/1/21 | OLD | | SBSE-C | | Registration: | | Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C OLD | 1 |
| 6/22/21 | OLD | | 15-15D | | Update: | | Notice of a Suspension of Duty to File Reports — Form 15 OLD | 1 |
| 5/17/21 | OLD | | 10-D | | ABS: | | Distribution Reports by Issuers of Asset-Backed Securities — Form 10-D OLD | 95 |
| 1/29/21 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD | 8 |
| 12/1/20 | OLD | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports OLD | 8 |
| 10/1/14 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 2 |
| 7/18/14 | OLD | | F-X | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X OLD | 5 |
| 7/30/13 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 12/27/12 | OLD | | SUPPL | | Registration: | | Supplemental Materials by Foreign Issuers OLD | 121 |
| 2/13/12 | OLD | | F-9 | | Registration: | | Registration Statements by Certain Canadian Issuers – Debt and Preferred Securities — Form F-9 OLD | 5 |
| 5/2/11 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 13 |
| 1/20/11 | OLD | | CB | | Ownership: | | Tender-Offer, Exchange-Offer, Rights-Offering and Response Notices — Form CB OLD | 2 |
| 4/21/06 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 19 |
| | |
| | Form-Specific Documents: |
| 2/12/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 48 |
| | |
| | General Exhibits: |
| 4/22/24 | | | EX-FILING FEES | | Filing Fees | 1,238 |
| 1/12/24 | | | EX-5 | | Opinions of Counsel re: Legality | 119 |
| 3/1/22 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 26 |
| 12/27/21 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 17 |
| 12/27/21 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 51 |
| 12/3/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 12 |
| 10/12/17 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 25 |
| 12/1/15 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 10 |
| 12/1/15 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 14 |
| 12/3/10 | OLD | | EX-9 | | Voting Trust Agreements OLD | 2 |
| 1/30/04 | OLD | | EX-6 | | Opinion of Counsel re: Discount on Capital Shares OLD | 1 |
| | |
| | ABS Exhibits: |
| 1/29/21 | OLD | | EX-34 | | Attestation Reports on Assessments of Compliance with Servicing Criteria OLD | 7 |
| 1/29/21 | OLD | | EX-33 | | Reports of Compliance with Servicing Criteria OLD | 7 |
| 1/29/21 | OLD | | EX-35 | | Servicer Compliance Statements OLD | 7 |
| | |
| | Additional Exhibits: |
| 4/9/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form Funding Portal: 11 Other Disclosures — Forms Funding Portal & MA*: 3 Applicable Court Documents; 5 Opinions of Counsel re: Legality — Form N-14: 1 Articles of Incorporation/Organization — Form SBSE-A: 3 Forms 7-R – Commodity Futures Trading Commission (CFTC) (23 total) | 1,146 |
| | |
| | Financials: |
| 2/27/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,926 |
| 2/27/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 22 |
| 2/27/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 121 |
| 2/27/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 11 |
| 2/27/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 22 |
| 1/29/21 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 8 |
| 12/1/15 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 11 |
| 12/7/12 | OLD | | EX-12 | | Statement re: the Computation of Ratios OLD | 1 |
| | |
| | Graphics: |
| 4/23/24 | | | GRAPHIC | | Photos, Images and Graphs | 38,290 |
