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Hartcourt Companies Inc. 
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  SEC # 949427

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263  SEC Filings
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  from  1/21/97  to  1/29/15  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Hartcourt Companies Inc. 

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Forms
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, Documents
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& Exhibits
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 in  224 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/29/15 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
8/30/10 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 14
5/24/10 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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85

8-K Items: 
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8/21/09 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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10
9/4/07 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
11/6/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
1/19/10 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 1
4/13/09 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
5/19/10 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
1/12/10 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 9
1/20/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
9/27/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
4/7/09 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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12
6/3/05 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
1/14/10 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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12
5/24/10 OLD
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  Events: 
Other Events — Item 8.01  OLD 8
1/19/10 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 28

5/18/10 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 22
4/14/10 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 14
11/12/09 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
9/14/09 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 6
8/21/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
3/16/09 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 8
7/9/08 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
10/10/06 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 17
7/20/05 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
5/20/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 27
10/26/04 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
7/12/04 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
7/12/04 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
10/10/03 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
11/22/02 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
6/8/01 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 6
4/14/00 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
3/9/00 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
7/3/97 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1
7/3/97 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1
1/21/97 OLD10SB12BRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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9/14/09 OLDEX-14Codes of Ethics  OLD 6
9/14/09 OLDEX-24Powers of Attorney  OLD 3
9/14/09 OLDEX-21Subsidiaries Lists  OLD 13
8/21/09 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 54
9/13/07 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 17
4/24/07 OLDEX-10Material Contracts  OLD 27
11/22/02 OLDEX-23Consents of Experts and Counsel  OLD 24
11/22/02 OLDEX-5Opinions of Counsel re: Legality  OLD 4
4/13/98 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 6

Additional Exhibits: 
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1/19/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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31

Financials: 
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5/18/10 OLDEX-31Certifications — §302 – SOA’02  OLD 73
5/18/10 OLDEX-32Certifications — §906 – SOA’02  OLD 49
1/20/05 OLDEX-16Letters re: Changes in Accountants  OLD 4
4/2/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 19

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9/14/09 OLDGRAPHICPhotos, Images and Graphs  OLD 15


Forms
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, Documents
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& Exhibits
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 in  37 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/14/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 12
1/14/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 9
9/9/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6

Letters: 
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8/5/08 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10

Additional Exhibits: 
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3/25/98 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6


        

Filings History

Year    # of Filings
In descending order
2015 1
2010 11
2009 24
2008 22
2007 26
2006 27
2005 28
2004 27
2003 23
2002 8
2001 10
2000 20
1999 15
1998 9
1997 12

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