Stifel Nicolaus & Co. Inc./MO 

MO

  SEC # 948905

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202  SEC Filings   from  5/14/01  to  2/13/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filing Agent — Filed by:  EquityCompass Investment Management [ formerly Choice Financial Partners, Inc. ]
New-Filing E-Mail:			Send me notifications of all Filings involving  Stifel Nicolaus & Co. Inc./MO

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Forms , Documents & Exhibits  in  195 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/13/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	39
4/8/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	94
1/4/17	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
12/7/16	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
12/6/16	OLD		40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company  OLD	1
11/13/13	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	59
					Form-Specific Documents:
11/13/13	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			3

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/12/24			12/31/23		3,266	of	8,601		$54,211,011		MO	Stifel Financial Corp.
2/6/24			12/31/23		26	of	88		$42,141		TN	New South Capital Management Inc.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		4
2023		6
2022		6
2021		5
2020		4
2019		25
2018		15
2017		20
2016		12
2015		14
2014		17
2013		15
2012		10
2011		4
2010		4
2009		4
2008		9
2007		4
2006		4
2005		4
2004		4
2003		4
2002		5
2001		3