| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/17/24 |  | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 10,392 |
| 4/16/24 | | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 775 |
| 4/11/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 319 |
| 4/5/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 823 |
| 2/14/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 90 |
| 1/24/24 | | | ABS-15G | | ABS: | | Asset-Backed Securities Securitizer Reports — Form ABS-15G | 8 |
| 1/23/24 | | | SBSE-A | | Registration: | | Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such — Form SBSE-A | 3 |
| 12/11/23 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 76 |
| 12/1/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 9 |
| 11/30/23 | | | 40-F | | Update: | | Annual Reports by Canadian Issuers — Form 40-F — Financial Reports | 22 |
| 7/24/23 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 42 |
| 7/24/23 | | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 26 |
| 7/19/23 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 12 |
| 6/23/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 37 |
| 9/8/22 | OLD | | DFAN14A | | Proxy: | | Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A OLD | 11 |
| 6/13/22 | OLD | | 424B8 | | Registration: | | Prospectuses (Late Filings) OLD | 7 |
| 3/7/22 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 11 |
| 3/3/22 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 12 |
| 3/2/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 28 |
| 2/7/22 | OLD | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD | 8 |
| 1/5/22 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 28 |
| 11/1/21 | OLD | | SBSE-C | | Registration: | | Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C OLD | 1 |
| 6/11/18 | OLD | | 5 | | Ownership: | | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 OLD | 1 |
| 4/1/16 | OLD | | SUPPL | | Registration: | | Supplemental Materials by Foreign Issuers OLD | 73 |
| 2/24/15 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 3 |
| 12/4/14 | OLD | | F-X | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X OLD | 26 |
| 12/4/14 | OLD | | F-10 | | Registration: | | Registration Statements by Certain Canadian Issuers — Form F-10 OLD | 13 |
| 6/15/11 | OLD | | F-9 | | Registration: | | Registration Statements by Certain Canadian Issuers – Debt and Preferred Securities — Form F-9 OLD | 5 |
| 9/24/10 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 98 |
| 8/24/10 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 9 |
| 4/15/09 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls | 2 |
| | |
| | 8-K Items: |
| 4/15/09 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 2 |
| 4/15/09 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD — Financial Reports | 2 |
| | |
|
| 3/23/07 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 25 |
| 4/19/06 | OLD | | F-8 | | Registration: | | Registration Statements by Certain Canadian Issuers – Securities for Mergers and Exchange Offers — Form F-8 OLD | 2 |
| 2/24/06 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 16 |
| 5/8/02 | OLD | | F-3DPOS | | Registration: | | Post-Effective Amendments of ‘F-3D’ Registrations — Form F-3 OLD | 2 |
| 11/23/01 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 12 |
| | |
| | Form-Specific Documents: |
| 2/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 49 |
| | |
| | General Exhibits: |
| 4/17/24 | | | EX-FILING FEES | | Filing Fees | 2,381 |
| 4/10/24 | | | EX-5 | | Opinions of Counsel re: Legality | 147 |
| 12/1/23 | | | EX-23 | | Consents of Experts and Counsel | 62 |
| 12/1/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 26 |
| 11/30/23 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 10/17/22 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 32 |
| 10/17/22 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 13 |
| 2/7/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 8 |
| 11/26/19 | OLD | | EX-19 | | Report Furnished to Security Holders OLD | 1 |
| 5/31/16 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 5 |
| 3/16/12 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 11/8/11 | OLD | | EX-13 | | Annual or Quarterly Report to Security Holders OLD | 1 |
| 8/15/11 | OLD | | EX-9 | | Voting Trust Agreements OLD | 3 |
| 6/15/11 | OLD | | EX-24 | | Powers of Attorney OLD | 13 |
| 8/13/10 | OLD | | EX-10 | | Material Contracts OLD | 5 |
| 11/22/06 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 21 |
| 12/15/03 | OLD | | EX-6 | | Opinions of Counsel re: Discounts on Capital Shares OLD | 2 |
| | |
| | Additional Exhibits: |
| 4/16/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form Funding Portal: 4 Other Disclosures — Forms Funding Portal & MA*: 5 Opinions of Counsel re: Legality — Form SBSE-A: 2 Forms 7-R – Commodity Futures Trading Commission (CFTC) (11 total) | 1,270 |
| | |
| | Financials: |
| 3/1/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,015 |
| 3/1/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 22 |
| 3/1/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 121 |
| 3/1/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 11 |
| 3/1/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 22 |
| 9/20/17 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 7/11/14 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 6 |
| 5/28/14 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 10 |
| 1/20/11 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 2 |
| | |
| | Graphics: |
| 4/17/24 | | | GRAPHIC | | Photos, Images and Graphs | 36,512 |
