| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/19/24 |  | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 | 25 |
| 3/29/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 43 |
| 2/21/24 | | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D | 5 |
| 2/20/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 286 |
| | |
| | 8-K Items: |
| 2/20/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 74 |
| 12/11/18 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 4 |
| 4/23/21 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 4/16/20 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD — Financial Reports | 8 |
| 2/20/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 3 |
| 3/16/16 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 4 |
| 10/3/18 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 9 |
| 1/22/21 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 5 |
| 12/28/10 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 3 |
| 3/30/23 | OLD | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 53 |
| 8/23/19 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 14 |
| 10/15/09 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD | 1 |
| 1/10/24 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 17 |
| 2/9/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 68 |
| 2/10/23 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 69 |
| 2/20/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 176 |
| | |
|
| 12/29/23 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 35 |
| 11/14/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 97 |
| 11/6/23 | | | DEFC14A | | Proxy: | | Definitive Proxy Statements – Contested Solicitations — Schedule 14A | 2 |
| 10/24/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 35 |
| 10/24/23 | | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Materials — Schedule 14A | 5 |
| 10/10/23 | | | PREC14A | | Proxy: | | Preliminary Proxy Statements – Contested Solicitations — Schedule 14A | 2 |
| 7/3/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 12 |
| 5/12/23 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 5 |
| 4/19/23 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 31 |
| 9/21/22 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A OLD | 7 |
| 2/7/22 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 18 |
| 1/21/22 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 29 |
| 1/18/22 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 8 |
| 8/17/21 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 26 |
| 9/26/19 | OLD | | 424B4 | | Registration: | | Prospectuses – Info Previously Omitted & New Facts or Events OLD | 2 |
| 5/2/19 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 33 |
| 4/5/19 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 12 |
| 11/16/17 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 5/16/17 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 8 |
| 11/2/12 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 7/27/12 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
| 3/16/11 | OLD | | NT 10-K | | Update: | | Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25 OLD | 7 |
| 4/23/09 | OLD | | RW | | Registration: | | Registration Withdrawal Requests OLD | 2 |
| 10/6/06 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 5 |
| 8/11/06 | OLD | | ARS | | Update: | | Annual Report to Security Holders OLD | 1 |
| 8/9/06 | OLD | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 OLD | 6 |
| 8/20/03 | OLD | | AW | | Registration: | | Amendment Withdrawal Request OLD | 1 |
| 12/31/02 | OLD | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 OLD | 2 |
| 10/30/00 | OLD | | 424B1 | | Registration: | | Prospectuses – Info Previously Omitted OLD | 5 |
| | |
| | General Exhibits: |
| 4/19/24 | | | EX-23 | | Consents of Experts and Counsel | 100 |
| 4/19/24 | | | EX-FILING FEES | | Filing Fees | 3 |
| 4/19/24 | | | EX-10 | | Material Contracts | 202 |
| 4/19/24 | | | EX-5 | | Opinions of Counsel re: Legality | 49 |
| 3/29/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/29/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 40 |
| 3/29/24 | | | EX-21 | | Subsidiaries Lists | 26 |
| 5/12/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 18 |
| 9/27/19 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 13 |
| 2/6/19 | OLD | | EX-8 | | Opinion of Counsel re: Tax Matters OLD | 1 |
| 4/23/09 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 4 |
| 7/26/96 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| | |
| | Additional Exhibits: |
| 2/9/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 2 Bylaws; 2 Other Consents; 15 Other Contracts — Form N-2: 1 Opinion of Counsel re: Legality; 2 Other Consents; 2 Other Contracts — Form N-6: 2 Contracts — Forms N-8B-2 & S-6: 2 Other Contracts — Form N-SAR: 2 Accountants’ Reports re: Internal Controls; 5 Other Disclosures — Form S-6: 3 Other Financial Statements (38 total) | 188 |
| | |
| | Financials: |
| 3/29/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 172 |
| 3/29/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 168 |
| 3/29/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,913 |
| 3/29/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 103 |
| 3/29/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 434 |
| 3/29/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 55 |
| 3/29/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 96 |
| 1/22/21 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 5 |
| 6/19/12 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 3 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 22 |
| 11/13/96 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 3 |
| | |
| | Graphics: |
| 4/19/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,119 |
