Imageware Systems Inc. 

CA

  SEC # 941685

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858  SEC Filings   from  12/20/99  to  10/5/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G/A’ — Amendment to Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Imageware Systems Inc.

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Forms , Documents & Exhibits  in  460 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/5/22	OLD		15-12G		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
8/12/22	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	167
					8-K Items:
8/8/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	61
9/13/18	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
4/1/08	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	5
6/4/21	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	22
8/8/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	15
3/15/07	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
4/29/08	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	6
7/15/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	26
4/26/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	6
10/18/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	4
8/16/10	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
9/10/21	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	37
4/26/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	18
6/8/20	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	3
8/12/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	29
1/4/22	OLD		Events:			•	Other Events — Item 8.01  OLD	35
8/12/22	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	115
7/19/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	25
5/23/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	47
5/16/22	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	19
3/31/22	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	11
7/26/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	15
7/23/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	19
7/22/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
7/13/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	13
6/8/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	7
3/31/21	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	2
3/15/21	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
11/30/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	6
10/27/20	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
4/30/20	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
4/30/20	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	5
4/30/20	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	12
4/28/20	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
4/17/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	6
7/6/18	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	20
1/30/15	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
5/17/13	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	4
3/12/09	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	9
5/1/06	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	9
11/21/05	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	22
4/13/05	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/3/04	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	7
12/15/03	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
4/2/01	OLD		10KSB40		Update:		Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD	1
4/3/00	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
3/21/00	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
8/8/22	OLD		EX-10		Material Contracts  OLD			223
7/19/22	OLD		EX-23		Consents of Experts and Counsel  OLD			91
7/13/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			33
4/26/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			30
4/1/13	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			21
2/24/10	OLD		EX-21		Subsidiaries Lists  OLD			13
3/9/05	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			8
3/30/04	OLD		EX-14		Code of Ethics  OLD			1
3/15/00	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
8/12/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			133
					Financials:
8/12/22	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,445
8/12/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			63
8/12/22	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			317
8/12/22	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			13
8/12/22	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			56
7/19/22	OLD		EX-31		Certifications — §302 – SOA’02  OLD			173
7/19/22	OLD		EX-32		Certifications — §906 – SOA’02  OLD			92
6/24/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			4
					Graphics:
8/12/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			279

Forms , Documents & Exhibits  in  401 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/15/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	31
7/15/22	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	290
5/7/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	24
10/27/20	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
4/20/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	31
2/23/15	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
1/30/15	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
6/9/08	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					Letters:
6/25/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			16
6/25/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
11/16/20	OLD		EX-24		Powers of Attorney  OLD			13
7/2/03	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			3
7/2/03	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
7/2/03	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
7/2/03	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
6/26/03	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			2
6/26/03	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
6/26/03	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
6/26/03	OLD		EX-9		Voting Trust Agreement  OLD			1
					Additional Exhibits:
7/15/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			10
					Financials:
6/26/03	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
10/27/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2022		19
2021		52
2020		68
2019		33
2018		48
2017		33
2016		32
2015		38
2014		37
2013		61
2012		53
2011		23
2010		28
2009		20
2008		52
2007		52
2006		42
2005		70
2004		28
2003		29
2002		9
2001		20
2000		10
1999		1