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Redwood Trust Inc. 
 CA
  SEC # 930236

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2,059  SEC Filings
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  from  2/14/96  to  4/18/24  (7 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/16/24 — Filed re:  Issuer / Subject Company — Filed by:  Macomber Sasha G. 
 
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notifications of all
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Filings
involving  Redwood Trust Inc. 

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Forms
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, Documents
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& Exhibits
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 in  686 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/1/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 17
4/1/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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28
3/19/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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372

8-K Items: 
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1/22/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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25
5/7/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 2
2/20/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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91
1/22/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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12
2/9/16 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
3/19/24
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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5
1/19/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
6/24/05 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
12/15/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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66
1/19/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
11/17/05 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
5/26/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
3/19/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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207
3/19/24
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  Events: 
Other Events — Item 8.0161
3/19/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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297

2/29/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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35
1/30/24CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT2
1/22/248-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A4
1/18/24424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events27
1/17/24FWPRegistration:  Prospectuses – Free Writing11
11/17/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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16
11/7/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-823
11/6/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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85
3/4/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
3/12/21 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
4/17/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 9
9/5/19 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 16
2/8/13 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
2/29/08 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/9/05 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
1/31/05 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 11
11/10/04 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
4/9/04 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
11/12/03 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
6/2/03 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/2/01 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
8/12/96 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
8/6/96 OLDS-11Registration:  Registration Statements by Certain Real Estate Companies — Form S-11  OLD 2
7/26/96 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1
7/18/96 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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3/19/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders25
2/29/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/29/24EX-23Consents of Experts and Counsel82
2/29/24EX-10Material Contracts213
2/29/24EX-19Report Furnished to Security Holders1
2/29/24EX-21Subsidiaries Lists27
1/22/24EX-5Opinions of Counsel re: Legality91
1/22/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)28
1/18/24EX-FILING FEESFiling Fees8
2/28/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 35
3/7/22 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 36
3/4/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 6
2/26/09 OLDEX-14Codes of Ethics  OLD 5
1/27/09 OLDEX-9Voting Trust Agreements  OLD 7

Additional Exhibits: 
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3/19/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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373

Financials: 
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4/1/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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7,200
4/1/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 682
4/1/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 132
4/1/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
168
3/19/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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174
2/29/24EX-31Certifications — §302 – SOA’02172
2/29/24EX-32Certifications — §906 – SOA’02172
2/28/18 OLDEX-12Statements re: Computations of Ratios  OLD 11
11/4/05 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 42
5/5/05 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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20
8/6/96 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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4/1/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,706


Forms
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, Documents
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& Exhibits
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 in  1,384 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 758075
 

        
Latest Filing  Type    Category    Description        Documents
     
4/18/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,129
4/15/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 163
2/2/245Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 518
1/17/24FWPRegistration:  Prospectuses – Free Writing11
11/3/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 326
10/16/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 14

Letters: 
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11/20/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC23
11/20/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]7

General Exhibits: 
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11/3/23EX-24Powers of Attorney16
10/16/08 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
12/7/07 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
8/8/97 OLDEX-21Subsidiaries Lists  OLD 3

Additional Exhibits: 
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7/30/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9

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1/10/23 OLDGRAPHICPhotos, Images and Graphs  OLD 10


        

Filings History

Year    # of Filings
In descending order
2024 28
2023 87
2022 74
2021 122
2020 86
2019 103
2018 90
2017 84
2016 87
2015 75
2014 81
2013 76
2012 82
2011 83
2010 107
2009 96
2008 104
2007 111
2006 87
2005 93
2004 110
2003 54
2002 21
2001 25
2000 12
1999 13
1998 17
1997 35
1996 16

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