Latest Filing | | Type | | Category | Description | Documents |
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| | | |
3/28/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 6,231 |
3/28/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 7,405 |
3/25/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 107 |
3/8/24 | | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 847 |
2/29/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 88 |
2/12/24 | | | ABS-15G | | ABS: | | Asset-Backed Securities Securitizer Reports — Form ABS-15G | 19 |
2/9/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 217 |
2/8/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 43 |
12/12/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 12 |
12/5/23 | | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT | 16 |
12/4/23 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 18 |
12/1/23 | | | 40-F | | Update: | | Annual Reports by Canadian Issuers — Form 40-F — Financial Reports | 27 |
6/22/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 23 |
5/1/23 | | | 424B8 | | Registration: | | Prospectuses (Late Filings) | 7 |
5/27/22 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 12 |
5/25/22 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 16 |
5/24/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 36 |
4/20/22 | OLD | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N OLD | 7 |
12/3/21 | OLD | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports OLD | 7 |
11/1/21 | OLD | | SBSE-C | | Registration: | | Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C OLD | 1 |
11/1/21 | OLD | | SBSE-A | | Registration: | | Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant that is Registered or Registering with the CFTC as such — Form SBSE-A OLD | 1 |
5/21/21 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
7/11/18 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 10 |
8/29/17 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
5/12/17 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls | 3 |
| | |
| | 8-K Items: |
5/12/17 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 3 |
5/12/17 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD — Financial Reports | 3 |
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12/19/16 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
12/6/16 | OLD | | F-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Foreign Issuer — Form F-3 OLD | 1 |
10/31/16 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 3 |
10/27/16 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 7 |
12/16/15 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
12/15/15 | OLD | | 10-D | | ABS: | | Distribution Reports by Issuers of Asset-Backed Securities — Form 10-D OLD | 20 |
1/29/15 | OLD | | 10-K | | Update: | | Annual Report — Form 10-K OLD | 1 |
6/29/12 | OLD | | NT 11-K | | Update: | | Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25 OLD | 1 |
7/7/11 | OLD | | F-4 POS | | Registration: | | Post-Effective Amendment of a Form F-4 Registration OLD | 1 |
5/5/11 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 54 |
4/8/11 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 6 |
1/12/09 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| | |
| | Form-Specific Documents: |
2/8/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 43 |
| | |
| | General Exhibits: |
3/28/24 | | | EX-FILING FEES | | Filing Fees | 2,788 |
3/8/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 99 |
3/8/24 | | | EX-5 | | Opinions of Counsel re: Legality | 140 |
3/8/24 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 46 |
3/8/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 60 |
12/12/23 | | | EX-23 | | Consents of Experts and Counsel | 87 |
12/1/23 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
4/20/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 8 |
2/12/21 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 43 |
1/22/18 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 4 |
6/6/16 | OLD | | EX-10 | | Material Contracts OLD | 6 |
4/26/12 | OLD | | EX-24 | | Powers of Attorney OLD | 4 |
| | |
| | ABS Exhibits: |
1/29/15 | OLD | | EX-34 | | Attestation Report on Assessment of Compliance with Servicing Criteria OLD | 1 |
1/29/15 | OLD | | EX-33 | | Report of Compliance with Servicing Criteria OLD | 1 |
1/29/15 | OLD | | EX-35 | | Servicer Compliance Statement OLD | 1 |
| | |
| | Additional Exhibits: |
3/7/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form Funding Portal: 2 Other Disclosures — Forms Funding Portal & MA*: 1 Opinion of Counsel re: Legality (3 total) | 1,257 |
| | |
| | Financials: |
2/27/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,332 |
2/27/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 22 |
2/27/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 121 |
2/27/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 11 |
2/27/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 22 |
5/21/21 | OLD | | EX-7 | | Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review OLD | 1 |
4/7/17 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 6 |
1/29/15 | OLD | | EX-31 | | Certification — §302 – SOA’02 OLD | 1 |
9/12/03 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 2 |
| | |
| | Graphics: |
3/28/24 | | | GRAPHIC | | Photos, Images and Graphs | 25,463 |