Advanced Energy Industries Inc. 

CO

  SEC # 927003

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1,783  SEC Filings   from  5/13/96  to  4/17/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Vonne Elizabeth Karpinski [ formerly Vonne Elizabeth K ]
New-Filing E-Mail:			Send me notifications of all Filings involving  Advanced Energy Industries Inc.

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Forms , Documents & Exhibits  in  540 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/15/24			ARS		Update:		Annual Reports to Security Holders	5
3/15/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	18
3/15/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	28
3/4/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A — Financial Reports	6
2/20/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	27
2/6/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	258
					8-K Items:
9/12/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	44
9/10/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
9/10/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	6
2/6/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	83
9/12/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	9
6/29/15	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	6
6/29/15	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	5
5/9/05	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
9/12/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	1
3/27/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
11/8/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	63
5/20/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	5
5/1/07	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
4/28/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	14
4/4/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	22
9/12/23			Events:			•	Other Events — Item 8.01	43
2/6/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	173
10/31/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	91
5/26/23			SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD	10
5/3/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	21
2/17/23	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
12/30/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	5
3/1/22	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	3
11/6/17	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
3/6/14	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	4
11/23/10	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	13
6/1/10	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
5/25/10	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	22
5/11/10	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
4/13/09	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/10/06	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	5
8/12/05	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
8/4/05	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
10/23/00	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
9/22/00	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
9/15/00	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
7/6/00	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
11/5/99	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
11/5/99	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
10/14/99	OLD		424A		Registration:		Prospectuses – Info Substantively Changed or Added  OLD	3
3/24/99	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	3
					General Exhibits:
2/20/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/20/24			EX-23		Consents of Experts and Counsel			123
2/20/24			EX-10		Material Contracts			177
2/20/24			EX-19		Report Furnished to Security Holders			1
2/20/24			EX-21		Subsidiaries Lists			28
9/12/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			19
5/26/23			EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)			13
5/3/23			EX-FILING FEES		Filing Fees			2
5/3/23			EX-5		Opinions of Counsel re: Legality			36
4/4/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			12
5/20/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
2/25/16	OLD		EX-14		Codes of Ethics  OLD			2
4/19/02	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			8
1/9/02	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			3
5/20/96	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
2/6/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			194
					Financials:
3/15/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			4,739
3/15/24			EX-101.*		XBRL Data  (XBRL Files)			435
3/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			68
3/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			100
3/4/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			106
2/20/24			EX-31		Certifications — §302 – SOA’02			178
2/20/24			EX-32		Certifications — §906 – SOA’02			170
3/27/19	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/14/03	OLD		EX-12		Statements re: Computations of Ratios  OLD			4
10/30/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			34
					Graphics:
3/15/24			GRAPHIC		Photos, Images and Graphs			690

Forms , Documents & Exhibits  in  1,243 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 007973

        

Latest Filing			Type		Category	Description		Documents
4/17/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	1,016
4/1/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	19
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	151
11/13/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	47
1/3/14	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
1/4/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			9
1/4/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
11/13/23			EX-24		Powers of Attorney			94
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases			21

        

Filings History

Year		# of Filings
2024		33
2023		79
2022		57
2021		60
2020		54
2019		41
2018		46
2017		69
2016		50
2015		62
2014		100
2013		88
2012		96
2011		129
2010		161
2009		146
2008		56
2007		58
2006		62
2005		76
2004		78
2003		49
2002		38
2001		17
2000		21
1999		22
1998		14
1997		16
1996		5