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BioCardia, Inc. 
 CA
  SEC # 925741

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919  SEC Filings
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  from  8/2/96  to  3/27/24  (Yesterday)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘S-8’ — Registration Statement – Securities for an Employee Benefit Plan — Form S-8 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  BioCardia, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  467 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  New Document this Past Month! 10
3/27/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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195

8-K Items: 
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12/15/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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26
6/30/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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3
11/14/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
3/27/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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17
12/15/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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5
1/27/11 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
3/12/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 5
2/9/24"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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13
11/12/20 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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9
11/15/11 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
10/27/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 5
4/27/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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18
5/1/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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9
10/27/16 OLD"Change in Shell Company Status — Item 5.06  OLD 2
12/5/23"Submission of Matters to a Vote of Security Holders — Item 5.079
12/5/23"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.083
3/13/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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31
3/12/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 54
3/27/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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129

3/27/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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26
2/14/24S-3Registration:  Registration Statements – Securities for Transactions — Form S-310
12/6/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events7
12/6/23EFFECTSEC:  SEC Notices of Effectiveness10
12/1/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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32
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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65
9/8/23ARSUpdate:  Annual Report to Security Holders1
9/1/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A16
4/30/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
11/20/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
6/18/20 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
6/15/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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9
6/8/20 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
4/17/20 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
3/31/20 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
11/15/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
8/2/19 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
7/30/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
7/23/19 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/16/19 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 5
4/5/19 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
1/7/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
5/2/17 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/14/16 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
10/7/16 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 4
5/13/11 OLDDEFM14CProxy:  Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
5/5/11 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 3
1/31/11 OLDPREM14CProxy:  Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD 1
4/28/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
9/18/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/21/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
5/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 35
5/31/01 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
5/18/01 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
4/21/00 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
11/13/96 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
10/23/96 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2

Letters: 
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4/29/11 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC10

General Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 57
3/27/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 6
3/27/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 33
3/27/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/27/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 11
2/9/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders39
12/6/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)11
5/1/23EX-3Articles of Incorporation/Organization and Bylaws19
3/29/23EX-10Material Contracts91
6/28/17 OLDEX-24Power of Attorney  OLD 1
10/27/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 11

Additional Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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125

Financials: 
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3/27/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,239
3/27/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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130
3/27/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 587
3/27/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 81
3/27/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
123
3/27/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 230
3/27/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 214
11/12/20 OLDEX-16Letters re: Changes in Accountants  OLD 11
8/25/17 OLDEX-12Statements re: Computations of Ratios  OLD 2
9/28/04 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 8
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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19

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3/27/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 315


Forms
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, Documents
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& Exhibits
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 in  457 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 09060U
 

        
Latest Filing  Type    Category    Description        Documents
     
2/27/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D55
2/15/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4298
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G27
10/19/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 345
6/8/20 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
10/7/16 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 4
7/21/06 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1

Letters: 
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10/24/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC28
10/24/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]7

General Exhibits: 
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2/6/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)3
10/19/23EX-24Powers of Attorney25

Additional Exhibits: 
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2/27/24EX-99Miscellaneous Exhibits, such as Press Releases43

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6/8/20 OLDGRAPHICPhotos, Images and Graphs  OLD 27


        

Filings History

Year    # of Filings
In descending order
2024 18
2023 83
2022 59
2021 62
2020 105
2019 83
2018 60
2017 51
2016 44
2015 8
2014 12
2013 16
2012 6
2011 38
2010 27
2009 28
2008 47
2007 25
2006 7
2005 20
2004 22
2003 19
2002 10
2001 16
2000 20
1999 9
1998 9
1997 9
1996 6

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