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Smith Midland Corp. 
 VA
  SEC # 924719

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525  SEC Filings
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  from  5/16/96  to  3/7/24  (3 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  Thompson Davis & Co., Inc. 
 
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notifications of all
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Filings
involving  Smith Midland Corp. 

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Forms
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, Documents
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& Exhibits
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 in  333 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/24/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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125

8-K Items: 
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12/6/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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15
11/9/23
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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43
12/6/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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15
8/23/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
8/23/23
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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4
1/24/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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20
10/31/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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3
10/27/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
8/31/23"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.081
11/22/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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5
1/20/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 22
1/24/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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89

11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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53
9/8/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A26
8/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2521
4/17/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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20
4/3/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-2511
11/16/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
11/12/20 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
11/23/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
1/8/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
9/4/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 11
5/13/09 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/13/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 37
4/2/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 8
1/24/03 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/3/02 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 4
6/27/01 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
9/15/99 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
8/6/99 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1

General Exhibits: 
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1/24/24EX-10Material Contracts109
10/31/23EX-3Articles of Incorporation/Organization and Bylaws6
4/17/23EX-23Consents of Experts and Counsel28
11/23/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
11/23/16 OLDEX-5Opinions of Counsel re: Legality  OLD 6
4/16/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
4/16/12 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
4/20/04 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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12/28/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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81

Financials: 
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1/24/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,298
1/24/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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85
1/24/24EX-101.*XBRL Data  (XBRL Files)430
1/24/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)38
1/24/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
78
11/9/23EX-31Certifications — §302 – SOA’02176
11/9/23EX-32Certifications — §906 – SOA’02101
5/31/23EX-16Letters re: Changes in Accountants3
11/20/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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20

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1/24/24GRAPHICPhotos, Images and Graphs541


Forms
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, Documents
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& Exhibits
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 in  192 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 832156
 

        
Latest Filing  Type    Category    Description        Documents
     
3/7/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 14
1/23/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G46
1/9/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 317
12/18/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4110
6/8/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441

Letters: 
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1/12/16 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4

Additional Exhibits: 
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5/22/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 5

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11/16/12 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 6
2023 33
2022 23
2021 41
2020 25
2019 21
2018 20
2017 32
2016 31
2015 18
2014 15
2013 20
2012 23
2011 16
2010 11
2009 15
2008 22
2007 15
2006 17
2005 21
2004 11
2003 14
2002 11
2001 16
2000 11
1999 12
1998 11
1997 7
1996 7

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