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Genasys Inc. 
 CA
  SEC # 924383

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961  SEC Filings
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  from  6/12/96  to  3/19/24  (5 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/14/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Genasys Inc. 

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Forms
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, Documents
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& Exhibits
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 in  555 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/19/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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230

8-K Items: 
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9/28/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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40
9/20/06 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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9
6/10/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
2/14/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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83
3/17/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
6/27/13 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
10/4/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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12
7/20/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
11/5/20 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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6
1/2/08 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
11/30/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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49
3/19/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
3/19/24"Submission of Matters to a Vote of Security Holders — Item 5.0714
12/9/16 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 4
10/4/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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22
10/4/23
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  Events: 
Other Events — Item 8.0124
2/14/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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147

2/14/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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83
1/29/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A22
1/29/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A30
12/7/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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35
9/28/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events2
8/30/23EFFECTSEC:  SEC Notices of Effectiveness13
8/28/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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7
8/23/23DEL AMRegistration:  Registration Effectiveness-Delaying Amendment1
8/22/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-322
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
3/24/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 24
5/14/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 11
1/14/21 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
1/29/19 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
5/15/18 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
8/30/16 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
1/29/16 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/24/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 4
1/4/12 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 13
2/17/11 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/30/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 2
8/23/10 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
4/28/10 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/13/10 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/14/07 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
10/3/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 10
7/1/05 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/17/05 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 6
1/8/99 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 8
10/1/97 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2

General Exhibits: 
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12/7/23EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
12/7/23EX-23Consents of Experts and Counsel74
12/7/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders42
12/7/23EX-19Report Furnished to Security Holders1
12/7/23EX-21Subsidiaries Lists6
9/28/23EX-5Opinions of Counsel re: Legality31
9/28/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)11
9/26/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions3
8/22/23EX-FILING FEESFiling Fees2
11/30/22 OLDEX-10Material Contracts  OLD 133
3/19/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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206

Financials: 
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3/19/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,331
3/19/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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80
3/19/24EX-101.*XBRL Data  (XBRL Files)380
3/19/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)33
3/19/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
73
2/14/24EX-31Certifications — §302 – SOA’02203
2/14/24EX-32Certifications — §906 – SOA’0293
11/5/20 OLDEX-16Letters re: Changes in Accountants  OLD 4
12/29/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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19

Graphics: 
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2/14/24GRAPHICPhotos, Images and Graphs397


Forms
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, Documents
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& Exhibits
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 in  407 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 36872P
 

        
Latest Filing  Type    Category    Description        Documents
     
3/18/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4289
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G61
9/2/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 33
3/14/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
2/4/16 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 3
2/1/16 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2

Letters: 
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8/28/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC11
8/28/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]3

General Exhibits: 
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9/2/21 OLDEX-24Powers of Attorney  OLD 42
6/25/18 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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3/14/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

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3/14/16 OLDGRAPHICPhotos, Images and Graphs  OLD 4


        

Filings History

Year    # of Filings
In descending order
2024 13
2023 39
2022 36
2021 43
2020 54
2019 42
2018 35
2017 33
2016 44
2015 37
2014 26
2013 52
2012 29
2011 26
2010 38
2009 22
2008 52
2007 53
2006 76
2005 71
2004 28
2003 43
2002 15
2001 8
2000 11
1999 7
1998 8
1997 14
1996 6

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