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Schmitt Industries Inc. 
 OR
  SEC # 922612

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639  SEC Filings
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  from  6/6/96  to  9/8/23  (7 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SEC ACTION’ — SEC Staff Action — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Schmitt Industries Inc. 

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Forms
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, Documents
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& Exhibits
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 in  358 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/3/23 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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168

8-K Items: 
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10/28/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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21
1/27/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
7/21/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
4/14/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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71
10/28/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
10/20/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 10
2/26/08 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
1/27/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
2/3/23 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
9/20/22 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
2/3/23 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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33
1/27/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
12/16/21 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
10/20/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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13
7/25/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 24
11/16/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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131

10/13/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
10/13/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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27
10/12/22 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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85
8/29/22 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
5/20/22 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
5/11/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
5/9/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
5/2/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
11/9/21 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 25
10/18/21 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
1/27/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
10/29/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
7/21/20 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
6/3/20 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
10/31/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
5/29/19 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
2/8/19 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
9/14/18 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
9/4/18 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/31/16 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 3
8/18/04 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
8/24/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
10/1/99 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
8/19/97 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1

Letters: 
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9/8/23ORDERSEC Staff Action – SEC Order — All Correspondence with the SEC1

General Exhibits: 
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10/28/22 OLDEX-10Material Contracts  OLD 40
10/13/22 OLDEX-23Consents of Experts and Counsel  OLD 41
10/13/22 OLDEX-FILING FEESFiling Fees  OLD 2
10/13/22 OLDEX-21Subsidiaries Lists  OLD 27
5/20/22 OLDEX-5Opinions of Counsel re: Legality  OLD 9
5/2/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
1/27/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
7/15/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
10/11/19 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 4
8/11/04 OLDEX-14Code of Ethics  OLD 1
8/23/00 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 5

Additional Exhibits: 
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11/16/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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150

Financials: 
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2/3/23 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,037
2/3/23 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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76
2/3/23 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 340
2/3/23 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 30
2/3/23 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
69
10/13/22 OLDEX-31Certifications — §302 – SOA’02  OLD 170
10/13/22 OLDEX-32Certifications — §906 – SOA’02  OLD 81
5/18/21 OLDEX-16Letters re: Changes in Accountants  OLD 4
10/16/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21
1/16/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 7

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11/16/22 OLDGRAPHICPhotos, Images and Graphs  OLD 290


Forms
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, Documents
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& Exhibits
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 in  288 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 806870
 

        
Latest Filing  Type    Category    Description        Documents
     
4/13/23 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 182
1/25/23 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/23/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 16
11/17/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 22
2/10/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 42
7/21/20 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
6/3/20 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
10/1/18 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 8
9/14/18 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
9/11/18 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1
9/11/18 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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1
9/4/18 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2

Letters: 
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5/9/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9
5/9/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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7/26/16 OLDEX-24Powers of Attorney  OLD 13

Additional Exhibits: 
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1/25/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 14

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7/21/20 OLDGRAPHICPhotos, Images and Graphs  OLD 83


        

Filings History

Year    # of Filings
In descending order
2023 4
2022 42
2021 35
2020 41
2019 64
2018 46
2017 51
2016 26
2015 13
2014 21
2013 17
2012 26
2011 29
2010 12
2009 22
2008 42
2007 23
2006 21
2005 26
2004 24
2003 9
2002 6
2001 6
2000 5
1999 7
1998 5
1997 8
1996 8

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