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Sugarmade, Inc. 
 CA
  SEC # 919175

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384  SEC Filings
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  from  2/15/95  to  10/19/23  (6 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 10/12/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Sugarmade, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  325 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/19/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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132

8-K Items: 
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2/27/23 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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27
1/16/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
8/17/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
2/27/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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7
4/21/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
2/27/23 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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11
10/19/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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2
8/17/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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10
8/16/18 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
3/10/21 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 4
3/2/23 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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23
10/19/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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11
5/13/11 OLD"Change in Shell Company Status — Item 5.06  OLD 1
3/7/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
2/23/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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50
2/23/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 24
10/19/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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54

3/30/23 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
2/21/23 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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48
2/14/23 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 18
1/13/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
9/29/22 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 13
4/5/22 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
4/5/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
3/30/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
3/29/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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9
2/4/22 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 4
1/21/22 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
10/12/21 OLD253G2Registration:  Offering Statements – Info Substantively Changed or Added — Form 1-A  OLD 3
12/21/20 OLDQUALIFSEC:  SEC Notice of Qualification  OLD 1
11/30/20 OLD1-ARegistration:  Offering Statements — Form 1-A  OLD 4
8/14/20 OLD1-A-WRegistration:  Withdrawal of a Form 1-A Offering Statement  OLD 1
3/10/20 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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2
7/22/19 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
5/10/19 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
8/31/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 5
8/31/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
8/21/18 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
9/15/17 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/30/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
6/20/12 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
5/27/11 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
5/20/11 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2
5/11/11 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
9/26/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 8
3/14/08 OLD10-12GRegistration:  Registration Statement — Form 10  OLD 1
5/14/01 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 16
9/15/00 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
5/20/98 OLDSB-2MEFRegistration:  Registration Statement to Add Securities to a Prior Form SB-2 Registration  OLD 1
5/31/96 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1

Form-Specific Documents: 
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11/30/20 OLDPART II AND IIIOffering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD 4

General Exhibits: 
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10/19/23EX-3Articles of Incorporation/Organization and Bylaws26
2/27/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
2/27/23 OLDEX-10Material Contracts  OLD 84
1/13/23 OLDEX-21Subsidiaries Lists  OLD 9
3/29/22 OLDEX-23Consents of Experts and Counsel  OLD 25
3/29/22 OLDEX-FILING FEESFiling Fees  OLD 2
3/29/22 OLDEX-5Opinions of Counsel re: Legality  OLD 11
8/31/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
3/23/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
9/28/11 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1
9/26/08 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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2/23/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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30

Reg. A/A+ Exhibits: 
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11/30/20 OLDEX1A-2A CHARTERArticles of Incorporation/Organization — Form 1-A  OLD 3
11/30/20 OLDEX1A-11 CONSENTConsents of Experts and Counsel — Form 1-A  OLD 4
11/30/20 OLDEX1A-6 MAT CTRCTMaterial Contracts — Form 1-A  OLD 5
11/30/20 OLDEX1A-12 OPN CNSLOpinions of Counsel re: Legality — Form 1-A  OLD 4
8/14/20 OLDEX1A-4 SUBS AGMTSubscription Agreements — Form 1-A  OLD 3

Financials: 
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10/19/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,782
10/19/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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73
10/19/23EX-101.*XBRL Data  (XBRL Files)355
10/19/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)22
10/19/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
68
2/21/23 OLDEX-31Certifications — §302 – SOA’02  OLD 101
2/21/23 OLDEX-32Certifications — §906 – SOA’02  OLD 96
8/17/22 OLDEX-16Letters re: Changes in Accountants  OLD 6
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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20
11/14/96 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 2

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10/19/23GRAPHICPhotos, Images and Graphs158


Forms
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, Documents
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& Exhibits
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 in  65 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
6/28/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 18
1/7/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 18
7/19/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 17
5/10/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
5/20/11 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2

Letters: 
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3/22/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
3/22/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

Additional Exhibits: 
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6/12/08 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2023 10
2022 22
2021 33
2020 38
2019 32
2018 32
2017 27
2016 15
2015 16
2014 9
2013 11
2012 18
2011 33
2010 12
2009 8
2008 12
2001 7
2000 10
1999 8
1998 11
1997 14
1996 5
1995 1

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