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Revolution Lighting Technologies, Inc. 
 CT
  SEC # 917523

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683  SEC Filings
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  from  5/14/96  to  8/24/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Revolution Lighting Technologies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  380 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/24/20 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
6/4/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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174

8-K Items: 
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6/4/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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63
9/25/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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8
5/9/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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8
1/10/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 29
6/4/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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30
12/27/12 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
3/27/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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3
3/27/19 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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4
12/16/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 16
1/31/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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24
7/3/14 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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7
6/28/19 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
5/8/19 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 5
9/25/12 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
6/14/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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32
3/10/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
5/4/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
12/27/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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14
4/24/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 27
6/4/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 133

4/3/20 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
11/13/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 8
8/10/18 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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33
7/31/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
5/14/18 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 5
5/9/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 12
3/22/18 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
3/22/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 19
3/8/18 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
5/3/16 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
4/21/16 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 7
4/8/16 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 6
10/27/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
10/21/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
9/18/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
2/10/13 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
3/26/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
12/15/09 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/24/09 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
12/10/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
11/13/08 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/28/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 40
4/26/07 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
5/24/02 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
3/28/02 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 6
4/22/98 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1

General Exhibits: 
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8/20/18 OLDEX-10Material Contracts  OLD 105
5/14/18 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 10
5/9/18 OLDEX-23Consents of Experts and Counsel  OLD 56
5/9/18 OLDEX-5Opinions of Counsel re: Legality  OLD 21
3/8/18 OLDEX-21Subsidiaries Lists  OLD 12
8/4/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 21
5/2/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
3/13/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 14
3/26/04 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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6/4/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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151

Financials: 
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6/19/19 OLDEX-16Letters re: Changes in Accountants  OLD 4
8/10/18 OLDEX-31Certifications — §302 – SOA’02  OLD 126
8/10/18 OLDEX-32Certifications — §906 – SOA’02  OLD 64
8/10/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,612
8/10/18 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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36
8/10/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 174
8/10/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
29
10/21/14 OLDEX-12Statement re: the Computation of Ratios  OLD 1
11/9/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21

Graphics: 
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4/24/20 OLDGRAPHICPhotos, Images and Graphs  OLD 316


Forms
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, Documents
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& Exhibits
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 in  303 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/31/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 40
12/17/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/12/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 26
3/8/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 17
2/14/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 207
2/14/13 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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8/22/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

General Exhibits: 
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7/2/14 OLDEX-24Powers of Attorney  OLD 8
12/26/12 OLDEX-10Material Contract  OLD 1
10/5/12 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
12/14/06 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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12/17/19 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization22


        

Filings History

Year    # of Filings
In descending order
2020 9
2019 39
2018 44
2017 14
2016 32
2015 23
2014 63
2013 48
2012 54
2011 18
2010 31
2009 52
2008 57
2007 50
2006 23
2005 29
2004 14
2003 20
2002 11
2001 9
2000 6
1999 7
1998 12
1997 13
1996 5

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