| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/23/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 358 |
| | |
| | 8-K Items: |
| 4/28/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 19 |
| 6/7/11 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 3 |
| 5/24/19 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 2 |
| 4/23/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 72 |
| 4/28/23 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 8 |
| 5/24/19 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 3 |
| 11/30/07 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
| 3/1/13 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 3 |
| 5/26/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 33 |
| 5/26/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 16 |
| 4/9/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 182 |
| 5/6/20 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 51 |
| 4/23/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 308 |
| | |
|
| 4/10/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 2,976 |
| 3/28/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 4 |
| 3/28/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 32 |
| 3/28/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 28 |
| 2/21/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 18 |
| 2/12/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 94 |
| 10/31/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 52 |
| 10/4/23 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 7 |
| 9/7/23 | | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 3 |
| 4/4/23 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 31 |
| 3/15/23 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD — Financial Reports | 5 |
| 6/28/22 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 12 |
| 6/28/22 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 22 |
| 7/30/21 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 5 |
| 5/20/21 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 21 |
| 10/14/15 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| 10/9/15 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 7 |
| 11/14/13 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 2 |
| 6/25/13 | OLD | | 40-6B | | Registration: | | Applications for Exemption Orders by Employees’ Investment Companies OLD | 4 |
| 12/10/10 | OLD | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K OLD — Press Releases & Conference Calls | 1,586 |
| 11/10/10 | OLD | | 424B7 | | Registration: | | Prospectuses – Selling Security Holders – Info Previously Omitted OLD | 3 |
| 11/9/10 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 4 |
| 11/4/09 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 5 |
| 5/20/09 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 3 |
| 5/24/07 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 5 |
| 4/10/07 | OLD | | F-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Foreign Issuer — Form F-3 OLD | 1 |
| 4/10/07 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD | 9 |
| 2/1/07 | OLD | | F-6EF | | Registration: | | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6 OLD | 1 |
| 1/12/05 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 5 |
| 3/11/04 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/12/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 44 |
| | |
| | General Exhibits: |
| 2/21/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/21/24 | | | EX-23 | | Consents of Experts and Counsel | 64 |
| 2/21/24 | | | EX-10 | | Material Contracts | 133 |
| 2/21/24 | | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders | 2 |
| 2/21/24 | | | EX-21 | | Subsidiaries Lists | 18 |
| 9/7/23 | | | EX-24 | | Powers of Attorney | 3 |
| 8/2/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 13 |
| 6/28/22 | OLD | | EX-FILING FEES | | Filing Fees OLD | 1 |
| 6/28/22 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 48 |
| 3/2/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 66 |
| 5/24/19 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 13 |
| 10/14/15 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 15 |
| 10/8/15 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 9 |
| 4/10/07 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 8 |
| 4/10/07 | OLD | | EX-14 | | Codes of Ethics OLD | 4 |
| | |
| | Additional Exhibits: |
| 4/23/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 1,197 |
| | |
| | Financials: |
| 4/23/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 5,486 |
| 4/23/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 170 |
| 4/23/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 741 |
| 4/23/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 119 |
| 4/23/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 160 |
| 2/21/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 140 |
| 2/21/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 140 |
| 8/14/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 18 |
| 3/1/13 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| | |
| | Graphics: |
| 4/23/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,360 |
