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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘497K’ — Prospectus – Open-End Investment Company – Summary — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
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2/9/24 | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 2,689 | ||||||||
2/8/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 113 | ||||||||
9/16/11 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 10 | |||||||
5/12/09 | OLD | APP ORDR | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Order OLD | 1 | |||||||
5/12/09 | OLD | APP NTC | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Notice OLD | 1 | |||||||
6/12/02 | OLD | 40-6C | Registration: | Application for an Exemption or Other Relief by an Investment Company OLD | 1 | |||||||
Form-Specific Documents: | ||||||||||||
2/8/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 52 | |||||||||
General Exhibits: | ||||||||||||
5/2/95 | OLD | EX-1 | Underwriting Agreement or Conflict Minerals Report (or mislabeled “1st Exhibit”) OLD | 1 | ||||||||
Graphics: | ||||||||||||
9/16/11 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 3 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1/16/24 | 12/31/23 | 92 | of | 146 | $683,418 | Financiere des Professionnels – Fonds d, investissement inc. | ||||||||
1/26/23 | 12/31/22 | NA | of | 6 | NA |
| Nationwide Fund Advisors | |||||||
11/14/22 | 9/30/22 | NA | of | 64 | NA |
| Penn Mutual Asset Management, LLC | |||||||
8/16/19 | 6/30/19 | 53 | of | 2,236 | $4,565 |
| United Services Automobile Association | |||||||
11/14/17 | 9/30/17 | 75 | of | 1,719 | $502 |
| Natixis Advisors, L.P. | |||||||
8/15/16 | 6/30/16 | NA | of | 1,064 | NA |
| B. Riley Wealth Advisors, Inc. [ formerly B. Riley Wealth Advisors ] |
Year | # of Filings | |
---|---|---|
2024 | 75 | |
2023 | 187 | |
2022 | 163 | |
2021 | 190 | |
2020 | 206 | |
2019 | 293 | |
2018 | 294 | |
2017 | 324 | |
2016 | 295 | |
2015 | 335 | |
2014 | 332 | |
2013 | 381 | |
2012 | 385 | |
2011 | 510 | |
2010 | 464 | |
2009 | 347 | |
2008 | 463 | |
2007 | 438 | |
2006 | 445 | |
2005 | 433 | |
2004 | 490 | |
2003 | 638 | |
2002 | 667 | |
2001 | 574 | |
2000 | 522 | |
1999 | 410 | |
1998 | 378 | |
1997 | 345 | |
1996 | 339 | |
1995 | 265 | |
1994 | 52 |