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Ultratech Inc. 
 CA
  SEC # 909791

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921  SEC Filings
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  from  2/2/96  to  2/9/18  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Dimensional Fund Advisors LP 
 
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notifications of all
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Filings
involving  Ultratech Inc. 

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Forms
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, Documents
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& Exhibits
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 in  344 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/5/17 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/26/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 16
5/26/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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151

8-K Items: 
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2/3/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
5/26/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
4/20/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 50
5/26/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
5/26/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
5/26/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
5/26/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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28
5/26/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
5/25/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
12/20/06 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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17
5/26/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 6
5/26/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 94

5/22/17 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 4
4/28/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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65
4/24/17 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/19/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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31
3/14/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
3/13/17 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
7/13/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 20
6/9/16 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
6/6/16 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
6/6/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
5/13/16 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
6/8/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 19
5/18/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
8/4/11 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 14
10/15/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
3/27/02 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
2/27/97 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/26/97 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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5/26/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 21
5/22/17 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 4
3/1/17 OLDEX-23Consents of Experts and Counsel  OLD 36
3/1/17 OLDEX-10Material Contracts  OLD 80
3/1/17 OLDEX-21Subsidiaries Lists  OLD 24
2/3/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
8/4/11 OLDEX-5Opinions of Counsel re: Legality  OLD 14
3/27/00 OLDEX-24Powers of Attorney  OLD 2
11/16/98 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
3/27/98 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 2

Additional Exhibits: 
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5/26/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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146

Financials: 
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4/28/17 OLDEX-31Certifications — §302 – SOA’02  OLD 131
4/28/17 OLDEX-32Certifications — §906 – SOA’02  OLD 60
4/28/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,413
4/28/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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31
4/28/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 143
4/28/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
24
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21
3/27/00 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 10

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5/26/17 OLDGRAPHICPhotos, Images and Graphs  OLD 391


Forms
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, Documents
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& Exhibits
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 in  588 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/9/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 134
6/1/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 373
5/26/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/14/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
3/13/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 27
7/28/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 13
7/14/16 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 13
6/13/16 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
5/27/16 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1
5/23/16 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
3/4/13 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
10/15/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3

Letters: 
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4/25/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10

General Exhibits: 
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2/3/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
2/3/17 OLDEX-10Material Contract  OLD 1
2/3/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
7/28/16 OLDEX-24Powers of Attorney  OLD 14
4/22/16 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6

Additional Exhibits: 
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5/26/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 21

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2/21/17 OLDGRAPHICPhotos, Images and Graphs  OLD 93


        

Filings History

Year    # of Filings
In descending order
2018 2
2017 66
2016 93
2015 54
2014 49
2013 40
2012 45
2011 50
2010 57
2009 55
2008 73
2007 67
2006 46
2005 41
2004 36
2003 57
2002 21
2001 13
2000 8
1999 10
1998 11
1997 20
1996 7

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