Vu1 Corp. 

CA

  SEC # 906448

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263  SEC Filings   from  5/17/96  to  3/10/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Vu1 Corp.

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Forms , Documents & Exhibits  in  197 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/10/23	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
7/31/15	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	76
					8-K Items:
6/9/15	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	20
6/22/11	OLD		Financial Info:			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
6/27/13	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
6/24/14	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	12
12/7/06	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
7/7/15	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	26
11/16/11	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
7/31/15	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	5
1/31/13	OLD		Events:			•	Other Events — Item 8.01  OLD	4
7/31/15	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	29
5/20/15	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	32
5/15/15	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	9
4/30/15	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	13
3/31/15	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	5
1/23/12	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
11/23/11	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	4
9/20/11	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
9/9/11	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
7/27/11	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	5
7/27/11	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
12/4/09	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
9/16/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
7/7/08	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	4
6/23/08	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
11/14/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	16
2/23/07	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	6
1/9/01	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	2
5/22/98	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
5/22/98	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
11/4/97	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
5/22/97	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
8/21/96	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
					General Exhibits:
6/9/15	OLD		EX-10		Material Contracts  OLD			105
1/31/13	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			12
11/23/11	OLD		EX-23		Consents of Experts and Counsel  OLD			20
11/23/11	OLD		EX-5		Opinions of Counsel re: Legality  OLD			11
11/16/11	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			11
3/31/11	OLD		EX-14		Codes of Ethics  OLD			2
3/31/11	OLD		EX-21		Subsidiaries Lists  OLD			10
12/22/00	OLD		EX-24		Power of Attorney  OLD			1
12/8/00	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
1/15/97	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
7/31/15	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			18
					Financials:
5/20/15	OLD		EX-31		Certifications — §302 – SOA’02  OLD			79
5/20/15	OLD		EX-32		Certifications — §906 – SOA’02  OLD			42
5/20/15	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,000
5/20/15	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			25
5/20/15	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			108
5/20/15	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			18
12/7/06	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
12/21/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			23
4/15/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
4/15/98	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
7/31/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			135

Forms , Documents & Exhibits  in  66 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/12/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	6
7/18/12	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	31
1/4/12	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	10
1/8/04	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
12/5/03	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	5
11/6/03	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	8
10/10/03	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
9/19/03	OLD		PREN14A		Proxy:		Preliminary Non-Management Proxy Statement — Schedule 14A  OLD	1
3/28/01	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
1/11/10	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
					Additional Exhibits:
10/20/97	OLD		EX-99		Miscellaneous Exhibit  OLD			1

        

Filings History

Year		# of Filings
2023		1
⇑
2018		1
⇑
2015		7
2014		7
2013		10
2012		21
2011		26
2010		17
2009		24
2008		22
2007		29
2006		6
⇑
2004		1
2003		14
2002		3
2001		12
2000		12
⇑
1998		15
1997		25
1996		10