Wellington Management Group LLP 

MA

  SEC # 902219

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16,631  SEC Filings   from  12/9/94  to  4/5/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  Rocket Pharmaceuticals, Inc.
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Forms , Documents & Exhibits  in  16,522 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/5/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	16,396
3/5/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	110
2/27/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	14
1/7/13	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
1/7/13	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
					Form-Specific Documents:
3/5/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			45
					General Exhibits:
4/7/16	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
4/7/16	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
4/7/16	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
1/24/97	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
2/27/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/21/24			12/31/23		NA	of	291		NA		KY	American Trust
2/5/24			12/31/23		60	of	14,778		$304,265			Russell Investments Group, Ltd.
4/25/23			3/31/23		NA	of	5		NA		OH	Nationwide Fund Advisors
11/24/21			9/30/21		269	of	1,192		$83		TN	First Mercantile Trust Co.
8/16/19			6/30/19		201	of	2,236		$9,322		TX	United Services Automobile Association
11/9/16			9/30/16		45	of	10,960		$740			Emerald Acquisition Ltd.
4/29/16			3/31/16		70	of	11,009		$925		WA	Russell Frank Co

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2024		237
2023		320
2022		386
2021		414
2020		438
2019		473
2018		504
2017		591
2016		643
2015		587
2014		615
2013		647
2012		618
2011		589
2010		598
2009		705
2008		738
2007		736
2006		727
2005		662
2004		625
2003		616
2002		602
2001		509
2000		660
1999		734
1998		655
1997		612
1996		247
1995		142
1994		1