HRTI, LLC 

TN

  SEC # 899749

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1,338  SEC Filings   from  2/11/94  to  8/1/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  HRTI, LLC

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Forms , Documents & Exhibits  in  683 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/1/22	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
7/25/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	6
7/21/22	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	4
7/21/22	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	6
7/21/22	OLD		S-3DPOS		Registration:		Post-Effective Amendments of ‘S-3D’ Registrations — Form S-3  OLD	5
7/21/22	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
7/21/22	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	339
					8-K Items:
2/28/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	47
7/21/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
7/21/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
7/5/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	131
10/2/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	14
3/29/13	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	5
7/21/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
7/21/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
7/21/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
3/23/05	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
7/21/22	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
7/21/22	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	17
7/21/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
7/15/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ↓‘EX-22’	16
7/20/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	92
7/20/22	OLD		Events:			•	Other Events — Item 8.01  OLD	61
7/21/22	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	217
7/8/22	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	12
6/10/22	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
5/5/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	82
3/25/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	13
3/25/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	25
2/22/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	27
11/5/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	40
6/30/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	17
9/22/20	OLD		305B2		Registration:		Statements of Eligibility to Act as a Trustee by Corporations — Form T-1  OLD	2
9/18/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
2/12/20	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	5
3/2/17	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
12/23/15	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	12
8/6/15	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
4/14/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	13
9/24/12	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	8
3/8/10	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
5/11/05	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
3/17/05	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
11/30/04	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	5
7/22/04	OLD		S-3MEF		Registration:		Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD	2
10/8/02	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
3/23/01	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
2/9/01	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	34
3/10/00	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
8/19/98	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
8/3/98	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
7/21/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
2/28/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			7
2/22/22	OLD		EX-23		Consents of Experts and Counsel  OLD			53
2/22/22	OLD		EX-10		Material Contracts  OLD			107
2/22/22	OLD		EX-21		Subsidiaries Lists  OLD			25
11/5/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			53
11/5/21	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			42
8/6/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			62
10/2/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			19
11/28/17	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			7
2/25/08	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			11
10/30/98	OLD		EX-20		Other Document or Statement Furnished to Security Holders  OLD			1
3/30/98	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
					ABS Exhibits:
11/4/14	OLD		EX-33		Report of Compliance with Servicing Criteria  OLD			1
					Additional Exhibits:
7/20/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			393
					Financials:
7/21/22	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,946
7/21/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			106
7/21/22	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			467
7/21/22	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			66
7/21/22	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			99
5/5/22	OLD		EX-31		Certifications — §302 – SOA’02  OLD			155
5/5/22	OLD		EX-32		Certifications — §906 – SOA’02  OLD			76
11/28/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			13
11/21/08	OLD		EX-100.*		XBRL Data {Voluntary}  (XBRL Files)  OLD			25
3/30/04	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			19
3/28/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
					Graphics:
7/20/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			836

Forms , Documents & Exhibits  in  708 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIPs 421946 and 42226K

        

Latest Filing			Type		Category	Description		Documents
7/22/22	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	511
7/21/22	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
7/8/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	127
7/8/22	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	12
6/23/22	OLD		PX14A6G		Proxy:		Notices of Exempt Non-Management Proxy Solicitations  OLD	4
7/9/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	16
9/18/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	7
2/6/19	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	7
					Letters:
7/1/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			25
7/1/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			4
					General Exhibits:
7/9/21	OLD		EX-24		Powers of Attorney  OLD			40
					Additional Exhibits:
7/21/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			8
					Graphics:
7/8/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			62

        

Filings History

Year		# of Filings
2022		101
2021		59
2020		66
2019		59
2018		57
2017		81
2016		83
2015		66
2014		54
2013		62
2012		57
2011		62
2010		54
2009		53
2008		67
2007		57
2006		35
2005		50
2004		50
2003		19
2002		20
2001		28
2000		32
1999		17
1998		22
1997		14
1996		9
1995		3
1994		1