| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 2/14/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 105 |
| 2/14/23 | OLD | | 5 | | Ownership: | | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 OLD | 1 |
| 5/20/21 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 5 |
| 12/12/19 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 44 |
| 6/27/19 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 18 |
| 5/9/18 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 3/5/18 | OLD | | DFAN14A | | Proxy: | | Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A OLD | 4 |
| 6/30/15 | OLD | | NT 11-K | | Update: | | Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25 OLD | 1 |
| 3/30/10 | OLD | | EFFECT | | SEC: | | SEC Notice of Effectiveness OLD | 1 |
| 3/26/10 | OLD | | 15F-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F OLD | 1 |
| 3/26/10 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 3/26/10 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 18 |
| 3/18/10 | OLD | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K OLD — Press Releases & Conference Calls | 93 |
| 3/16/10 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 12/8/09 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 17 |
| 7/31/09 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 14 |
| 3/27/09 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD | 10 |
| 5/1/08 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 12/1/04 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 9 |
| 11/14/03 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notice by a Money Manager — Form 13F OLD — Assets Under Management | 1 |
| 1/3/01 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 9 |
| 1/3/01 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 10 |
| 11/21/00 | OLD | | F-4 | | Registration: | | Registration Statement by a Foreign Issuer – Securities for a Merger — Form F-4 OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 55 |
| | |
| | General Exhibits: |
| 5/9/18 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| 6/27/17 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 20 |
| 7/31/09 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 7 |
| 7/31/09 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 6 |
| 3/27/09 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 6 |
| 3/27/09 | OLD | | EX-2 | | Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession OLD | 1 |
| 3/27/09 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 15 |
| 6/28/07 | OLD | | EX-10 | | Material Contracts OLD | 12 |
| 6/25/04 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 12/14/00 | OLD | | EX-21 | | Subsidiaries List OLD | 1 |
| 11/21/00 | OLD | | EX-3 | | Articles of Incorporation/Organization or Bylaws OLD | 1 |
| 11/21/00 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 2 |
| 11/21/00 | OLD | | EX-9 | | Voting Trust Agreements OLD | 2 |
| | |
| | Additional Exhibits: |
| 3/18/10 | OLD | | EX-99 | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls | 151 |
| | |
| | Financials: |
| 3/27/09 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 2 |
| 3/27/09 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 7 |
| | |
| | Graphics: |
| 6/27/19 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 779 |
