Spectrum Group International, Inc. 

CA

  SEC # 895516

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570  SEC Filings   from  5/14/96  to  5/19/14  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13E3/A’ — Amendment to Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3 — Filed re:  Issuer / Subject Company
New-Filing E-Mail:			Send me notifications of all Filings involving  Spectrum Group International, Inc.

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Forms , Documents & Exhibits  in  298 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/19/14	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	6
5/12/14	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
5/12/14	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	124
					8-K Items:
2/27/14	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	24
4/25/07	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
9/26/12	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
6/30/09	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	3
8/9/12	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	13
1/11/07	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	4
9/26/12	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	1
5/12/14	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
4/7/14	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	6
1/25/07	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
9/26/12	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD  — ↓‘EX-9’	1
4/23/14	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	29
5/12/14	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	6
5/29/09	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
3/6/12	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
5/12/14	OLD		Events:			•	Other Events — Item 8.01  OLD	42
5/12/14	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	55
4/14/14	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	16
4/8/14	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	19
4/2/14	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	8
2/14/14	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	36
12/6/13	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
10/28/13	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	17
9/30/13	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	6
1/22/13	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
9/18/12	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	9
7/31/12	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
7/27/12	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
11/8/06	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
10/1/03	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	14
9/29/03	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
8/13/03	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
2/12/03	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
8/5/02	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
7/30/02	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
10/5/00	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	7
5/15/00	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	17
3/6/00	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
10/7/99	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/30/98	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
					General Exhibits:
5/12/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			15
3/17/14	OLD		EX-10		Material Contracts  OLD			71
2/14/14	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
10/15/13	OLD		EX-21		Subsidiaries Lists  OLD			10
10/2/12	OLD		EX-9		Voting Trust Agreement  OLD			1
7/27/12	OLD		EX-23		Consents of Experts and Counsel  OLD			44
7/27/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			19
7/27/12	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
6/4/12	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
9/16/10	OLD		EX-14		Codes of Ethics  OLD			3
					Additional Exhibits:
3/12/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			86
					Financials:
4/7/14	OLD		EX-16		Letters re: Changes in Accountants  OLD			5
2/14/14	OLD		EX-31		Certifications — §302 – SOA’02  OLD			75
2/14/14	OLD		EX-32		Certifications — §906 – SOA’02  OLD			75
2/14/14	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			685
2/14/14	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			13
2/14/14	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			60
2/14/14	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			10
2/9/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			24
					Graphics:
5/12/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			183

Forms , Documents & Exhibits  in  283 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
5/19/14	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	6
4/17/14	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	9
2/27/14	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	36
3/19/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	155
12/27/12	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	26
2/7/07	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
8/9/05	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	28
8/5/02	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
					Letters:
4/10/14	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			19
					General Exhibits:
9/11/03	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
2/27/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			16
					Graphics:
2/6/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			83

        

Filings History

Year		# of Filings
2014		32
2013		18
2012		59
2011		23
2010		22
2009		21
2008		19
2007		15
2006		42
2005		33
2004		74
2003		59
2002		21
2001		23
2000		43
1999		29
1998		15
1997		9
1996		13