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Nanophase Technologies Corp. 
 IL
  SEC # 883107

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1,154  SEC Filings
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  from  3/13/97  to  3/25/24  (3 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/21/24 — Filed re:  Issuer / Subject Company — Filed by:  Cureton Kevin 
 
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Filings
involving  Nanophase Technologies Corp. 

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Forms
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, Documents
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& Exhibits
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 in  426 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/20/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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190

8-K Items: 
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3/5/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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47
8/25/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/20/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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87
5/4/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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12
3/7/12 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
3/5/24 New Document this Past Month!"Unregistered Sales of Equity Securities — Item 3.02  New Document this Past Month!  — ‘EX-1’
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5
3/5/24 New Document this Past Month!"Material Modifications to Rights of Security Holders — Item 3.03  New Document this Past Month!  — ‘EX-4’
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4
8/16/21 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
7/20/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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28
3/5/24 New Document this Past Month!"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  New Document this Past Month!  — ‘EX-3’
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4
11/22/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
4/21/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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7
9/7/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
3/20/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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157

12/22/23EFFECTSEC:  SEC Notices of Effectiveness6
12/20/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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9
12/18/23S-1Registration:  Registration Statements (General Form) — Form S-110
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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84
11/6/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A26
3/29/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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30
8/16/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
11/12/21 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
4/20/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
11/14/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 11
5/9/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 9
3/29/19 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
5/31/18 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 3
12/21/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
6/14/12 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
3/20/12 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/22/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 14
7/9/07 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
7/2/07 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
9/14/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
8/23/04 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
3/29/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
10/29/98 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3

General Exhibits: 
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3/5/24 New Exhibit this Past Month!EX-3Articles of Incorporation/Organization and Bylaws  New Exhibit this Past Month! 7
3/5/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 147
12/18/23EX-23Consents of Experts and Counsel77
12/18/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders27
12/18/23EX-5Opinions of Counsel re: Legality18
12/18/23EX-8Opinions of Counsel re: Tax Matters2
11/21/23EX-FILING FEESFiling Fees1
3/29/23EX-21Subsidiaries Lists6
7/2/07 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
3/31/98 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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3/20/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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171

Financials: 
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3/20/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,872
3/20/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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76
3/20/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 359
3/20/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 28
3/20/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
69
11/14/23EX-31Certifications — §302 – SOA’02177
11/14/23EX-32Certifications — §906 – SOA’0285
3/27/09 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
4/1/04 OLDEX-12Statements re: Computations of Ratios  OLD 2
3/31/03 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 15
12/4/01 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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16

Graphics: 
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3/5/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 219


Forms
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, Documents
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& Exhibits
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 in  728 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 630
3/5/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 21
1/14/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 42
12/23/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 15
1/11/17 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 8

Letters: 
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11/29/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC12
11/29/23TEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]1

General Exhibits: 
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3/28/18 OLDEX-24Powers of Attorney  OLD 3

Additional Exhibits: 
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2/14/07 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 11
2023 36
2022 44
2021 29
2020 35
2019 37
2018 38
2017 46
2016 63
2015 35
2014 41
2013 33
2012 68
2011 42
2010 58
2009 72
2008 103
2007 72
2006 63
2005 33
2004 54
2003 58
2002 16
2001 21
2000 9
1999 9
1998 18
1997 10

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