WisdomTree, Inc. 

NY

  SEC # 880631

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1,089  SEC Filings   from  5/14/96  to  4/19/24  (6 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PREC14A’ — Preliminary Proxy Statement – Contested Solicitation — Schedule 14A — Filed re:  Issuer / Subject Company
New-Filing E-Mail:			Send me notifications of all Filings involving  WisdomTree, Inc.

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Forms , Documents & Exhibits  in  344 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A    — Financial Reports	2
4/12/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A    — Financial Reports	6
3/29/24			8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	8
3/29/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	130
					8-K Items:
3/29/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	15
11/20/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	2
5/9/18	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	2
2/2/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	52
2/14/23	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
9/13/21	OLD		"			•	Material Impairments — Item 2.06  OLD	1
10/20/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
5/10/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	6
3/29/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03    — ↓‘EX-4’	7
11/8/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	30
11/20/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	8
6/22/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	13
11/20/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	6
3/18/24			Events:			•	Other Events — Item 8.01	61
3/29/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	102
2/23/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	24
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	51
6/12/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	31
5/1/23			ARS		Update:		Annual Reports to Security Holders	4
5/1/23			DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A — Financial Reports	1
3/21/23	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	2
11/4/22	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
7/25/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
6/10/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	16
9/14/16	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
7/1/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	6
11/19/13	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	6
11/8/13	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
11/15/12	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
11/13/12	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
11/8/12	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	3
2/3/12	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
1/30/12	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	2
7/21/11	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
6/28/11	OLD		10-12B		Registration:		Registration Statements — Form 10  OLD	3
10/28/09	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
7/7/09	OLD		APP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD	1
6/10/09	OLD		APP NTC		SEC:		Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD	1
6/6/06	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	3
8/5/05	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
11/13/03	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
11/12/03	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	14
6/30/03	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	5
5/16/03	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	3
3/31/03	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
4/1/02	OLD		10KSB40		Update:		Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD	1
11/18/99	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
11/17/99	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
12/11/96	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
3/29/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			40
2/23/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/23/24			EX-23		Consents of Experts and Counsel			35
2/23/24			EX-10		Material Contracts			114
2/23/24			EX-21		Subsidiaries Lists			17
11/20/23			EX-3		Articles of Incorporation/Organization and Bylaws			23
7/25/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
7/25/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			12
11/15/12	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
3/18/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			117
					Financials:
4/19/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			4,298
4/19/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			125
4/19/24			EX-101.*		XBRL Data  (XBRL Files)			518
4/19/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			85
4/19/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			118
2/23/24			EX-31		Certifications — §302 – SOA’02			134
2/23/24			EX-32		Certifications — §906 – SOA’02			57
4/1/02	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			21
					Graphics:
4/19/24			GRAPHIC		Photos, Images and Graphs			1,074

Forms , Documents & Exhibits  in  748 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 97717P

        

Latest Filing			Type		Category	Description		Documents
4/19/24			PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A    — Financial Reports	4
4/18/24			DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A	30
4/18/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	30
2/23/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	538
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	90
8/22/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	43
8/17/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	2
5/4/23			DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A — Financial Reports	2
2/12/20	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
					Letters:
11/3/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			9
					General Exhibits:
8/22/23			EX-24		Powers of Attorney			48
7/7/98	OLD		EX-10		Material Contracts  OLD			9
					Additional Exhibits:
5/12/23			EX-99		Miscellaneous Exhibits, such as Press Releases			23
					Financials:
4/19/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			12
4/19/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			3
4/19/24			EX-101.*		XBRL Data  (XBRL Files)			12
4/19/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			3
4/19/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			3
					Graphics:
4/19/24			GRAPHIC		Photos, Images and Graphs			152

        

Filings History

Year		# of Filings
2024		41
2023		115
2022		74
2021		40
2020		51
2019		59
2018		75
2017		59
2016		59
2015		91
2014		78
2013		94
2012		109
2011		32
2010		1
2009		6
⇑
2006		3
2005		1
2004		2
2003		12
2002		12
2001		13
2000		10
1999		14
1998		19
1997		11
1996		8