Gabelli Equity Series Funds Inc. 

NY

  SEC # 877670

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644  SEC Filings   from  6/3/94  to  4/22/24  (3 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘497K’ — Prospectus – Open-End Investment Company – Summary — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Gabelli Equity Series Funds Inc.

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Forms , Documents & Exhibits  in  644 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary	77
4/22/24			497		Registration:		Definitive Materials    — Financial Reports	73
3/7/24			40-17G		Update:		Fidelity Bonds for Investment Companies	34
2/29/24			NPORT-P		Update:		Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT	72
2/29/24			NPORT-EX		Update:		Portfolio Holdings Schedules by Investment Companies — Form N-PORT	37
1/31/24			497J		Registration:		Certifications of No Change in Definitive Materials	24
1/26/24			485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports	44
1/16/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	37
12/13/23			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	29
12/13/23			N-CEN		Update:		Annual Reports by Investment Companies — Form N-CEN	6
12/12/23			N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	22
8/25/23			N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX	20
6/2/23			N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR	22
3/31/23	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	11
8/25/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	11
2/27/19	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	29
9/21/18	OLD		485BXT		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD	2
5/24/18	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	26
11/28/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	27
10/10/17	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
9/10/15	OLD		40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company  OLD	1
3/6/12	OLD		N-30B-2		Update:		Periodic and Interim Reports Mailed to Shareholders by Investment Companies  OLD	34
1/30/12	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
6/30/05	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
5/31/05	OLD		N-14		Registration:		Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD	2
9/25/03	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
6/5/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	35
10/15/99	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
9/23/99	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
4/13/99	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
					Letters:
1/27/12	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			4
					Form-Specific Documents:
2/29/24			NPORT-EX		Portfolio Holdings Schedules — Form N-PORT			37
					General Exhibits:
1/28/98	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
1/28/98	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
1/28/98	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
1/28/98	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
1/28/98	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
1/28/98	OLD		EX-9		Voting Trust Agreement  OLD			1
1/31/96	OLD		EX-23		Consent of Expert or Counsel  OLD			1
					Additional Exhibits:
1/26/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  68 Certifications — §302 – SOA’02;  36 Certifications — §906 – SOA’02;  18 Codes of Ethics — Form N-SAR:  15 Accountants’ Reports re: Internal Controls;  3 Certifications — §302 – SOA’02;  1 Merger Info;  2 Other Disclosures;  2 Policies re: Security Investments;  1 Terms of New or Amended Securities;  1 Transaction Effected — Rule 10f-3 – ICA’40  (147 total)			344
					Investment Company Exhibits:
12/13/23			INTERNAL CONTROL RPT		Accountants’ Reports re: Internal Controls			6
					Financials:
4/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			196
4/22/24			EX-101.*		XBRL Data  (XBRL Files)			152
4/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			10
4/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			27
1/28/22	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			12
11/28/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			34
11/30/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
					Graphics:
3/7/24			GRAPHIC		Photos, Images and Graphs			766

Funds / Series  and their  Classes / Contracts

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		15
2023		43
2022		37
2021		37
2020		35
2019		23
2018		29
2017		30
2016		17
2015		26
2014		27
2013		28
2012		33
2011		24
2010		15
2009		15
2008		19
2007		20
2006		13
2005		16
2004		16
2003		17
2002		17
2001		13
2000		16
1999		16
1998		18
1997		15
1996		9
1995		3
1994		2